DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hanover Square Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooks Lucien Benton Jewett | Esi Financial Advisors independent RIA | Hanover Square Wealth Advisors LLC independent RIA | RIA to RIA | Feb 13, 2026 | Apr 2, 2026 (48 d) |
| Derek Geoffrey Frosh | UBS Financial Services Inc. wirehouse | Hanover Square Wealth Advisors LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 14, 2025 | Jul 3, 2025 |
| Loretta L. Fredere | UBS Financial Services Inc. wirehouse | Hanover Square Wealth Advisors LLC independent RIA | Wirehouse to independent RIA | Jul 14, 2025 | Jun 23, 2026 (344 d) |
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3 moves match.