DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cohen Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Horwitch | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| James William Appel | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 27, 2026 |
| Michael Cohen | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 22, 2026 |
| Benjamin Cohen | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| John M Crain | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2026 | Jan 16, 2026 |
| John Joseph Postel | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2026 | Jan 16, 2026 |
| Erika Lynn Wolek | Raymond James & Associates, Inc. national BD | Cohen Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 20, 2026 | Jan 27, 2026 |
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7 moves match.