DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northwind Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Jason Boeck | Syndicated Capital, Inc. independent RIA | Northwind Financial LLC independent RIA | RIA to RIA | Jul 30, 2026 | Jun 30, 2026 |
| Joseph John Serrapede | Capstone Wealth Management Group, LLC independent RIA | Northwind Financial LLC independent RIA | RIA to RIA | Jul 28, 2026 | Jul 7, 2026 |
| Kevin John Serrapede | Capstone Wealth Management Group, Inc. independent RIA | Northwind Financial LLC independent RIA | RIA to RIA | Jul 9, 2026 | May 29, 2026 |
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3 moves match.