DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Charter Capital Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brittany Lynn Falkner | Liberty Financial Group, Inc. other | Charter Capital Management, Inc independent RIA | Other | Jan 16, 2020 | Jan 24, 2020 |
| Daniel Richard Glaser | Innovative Investment Advisory, Inc. unclassified | Charter Capital Management, Inc other | Other | May 27, 2004 | May 21, 2004 |
Page 1 of 1
2 moves match.