DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rogan & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harrison Clark Moore | Darwin Wealth Management independent RIA | Rogan & Associates independent RIA | RIA to RIA | Mar 3, 2022 | Apr 11, 2022 (39 d) |
| Erin D Emnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rogan & Associates other | Other | Jan 17, 2017 | Jan 23, 2017 |
| Patricia Lynn Lewis-Picard | Morgan Stanley Dw Inc. unclassified | Rogan & Associates other | Other | Mar 22, 2007 | May 31, 2007 (70 d) |
| Jason Dean White | Invest Financial Corporation other | Rogan & Associates other | Other | Jul 8, 2003 | Aug 15, 2003 (38 d) |
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4 moves match.