DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thinkequity LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Weston Nollenberger | Gbs Advisors other | Thinkequity LLC other | Other | Aug 15, 2011 | Aug 15, 2011 |
| Laura Liu Yick | Banc Of America Investment Services, Inc. unclassified | Thinkequity LLC other | Other | Apr 17, 2007 | May 7, 2007 |
| Dustin Gottfried Barrales | Morgan Stanley Dw Inc. unclassified | Thinkequity LLC other | Other | Aug 29, 2006 | Apr 18, 2007 (232 d) |
| Steven Christopher Bono | Banc Of America Investment Services, Inc. unclassified | Thinkequity LLC other | Other | Aug 21, 2006 | Aug 14, 2006 |
| Terrence Randel Babe | Zacks Investment Management, Inc. other | Thinkequity LLC other | Other | Jun 30, 2005 | Jul 11, 2005 |
| David A Weitgenant | Banc Of America Investment Services, Inc. unclassified | Thinkequity LLC other | Other | Mar 3, 2005 | Mar 7, 2005 |
| Michael Paul Kress | Banc Of America Investment Services, Inc. unclassified | Thinkequity LLC other | Other | Jan 19, 2005 | Jan 25, 2005 |
| Anthony Salvatore Cantando | Banc Of America Investment Services, Inc. unclassified | Thinkequity LLC other | Other | Jan 5, 2005 | Jan 24, 2005 |
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8 moves match.