DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Saperston Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Willard Basch Saperston | Saperston Legacy Advisors, Inc. independent RIA | Saperston Asset Management, Inc. other | Other | Nov 21, 2018 | Oct 8, 2013 |
| Ann Marie Williams | Equitable Advisors, LLC national BD | Saperston Asset Management, Inc. other | Other | Jan 18, 2017 | Jan 25, 2017 |
| Melissa Donna Darnell | Legend Advisory, LLC other | Saperston Asset Management, Inc. other | Other | Jan 12, 2016 | Jun 6, 2017 (511 d) |
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3 moves match.