DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hartford Investment Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Winston Alexander Mclaughlin | Morgan Stanley & Co. LLC unclassified | Hartford Investment Financial Services, LLC other | Other | Nov 13, 2007 | Sep 10, 2009 (667 d) |
| Henry Rudolph Peeler | LPL Financial LLC other | Hartford Investment Financial Services, LLC other | Other | Nov 28, 2006 | Dec 19, 2006 |
| Keri Ann Alcos | Morgan Stanley Dw Inc. unclassified | Hartford Investment Financial Services, LLC other | Other | Jul 20, 2006 | Aug 16, 2006 |
| Brendon O Moore | Morgan Stanley Dw Inc. unclassified | Hartford Investment Financial Services, LLC other | Other | Oct 7, 2004 | Oct 4, 2006 (727 d) |
| Rachel Lauren Loiko | Bacap Distributors, LLC unclassified | Hartford Investment Financial Services, LLC other | Other | Jun 28, 2004 | May 24, 2006 (695 d) |
Page 1 of 1
5 moves match.