DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Richards Merrill Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles David CowgillCharles Schwab & Co., Inc. national BDRichards Merrill Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2024Feb 1, 2024
Steven Richard LarsonRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 23, 2017
John Scott LarsonRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 23, 2017
Monique Celeste CoriglianoRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 20, 2017
Thomas Bruce KendallRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 20, 2017
Mark J CalkinsRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 20, 2017
Frederic A LefriecRichards, Merrill & Peterson, Inc. unclassifiedRichards Merrill Wealth Management independent RIAOtherNov 7, 2017Oct 20, 2017
Page 1 of 1
7 moves match.