DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Offices

Where advisors are leaving, and where they are arriving

An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.

Firm	Office	Advisors	Joined 12m	Left 12m	Net	Rate
FIRST TRUST ADVISORS LP asset manager	Wheaton, Il · principal	607	51	4	+47	0.7%
FIRST TRUST ADVISORS LP asset manager	Austin, Tx	65	11	1	+10	1.5%
FIRST TRUST ADVISORS LP asset manager	Franklin, Tn	50	8	0	+8	0.0%
FIRST TRUST ADVISORS LP asset manager	Naples, Fl	13	2	0	+2	0.0%
FIRST TRUST ADVISORS LP asset manager	Boston, Ma	9	3	0	+3	0.0%
FIRST TRUST ADVISORS LP asset manager	Chicago, Il	6	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Dallas, Tx	5	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Raleigh, Nc	4	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Nashville, Tn	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	San Francisco, Ca	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Las Vegas, Nv	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Tampa, Fl	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Birmingham, Mi	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Phoenix, Az	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Elmhurst, Il	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	New York, Ny	3	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Jersey City, Nj	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Lake Oswego, Or	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Lincroft, Nj	2	1	0	+1	0.0%
FIRST TRUST ADVISORS LP asset manager	Miami, Fl	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Morristown, Nj	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Newport Beach, Ca	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Omaha, Ne	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Pittsburgh, Pa	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Plymouth, Mn	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Richmond, Va	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Alpharetta, Ga	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	West Palm Beach, Fl	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Yardley, Pa	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Seattle, Wa	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Atlanta, Ga	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Birmingham, Al	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Brookhaven, Ga	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Brooklyn, Ny	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Calabasas, Ca	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Castle Pines, Co	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Charleston, Sc	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Charlotte, Nc	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Cincinnati, Oh	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Denver, Co	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Downers Grove, Il	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Fairport, Ny	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Fort Worth, Tx	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Glen Ellyn, Il	2	0	0	0	0.0%
FIRST TRUST ADVISORS LP asset manager	Houston, Tx	2	0	0	0	0.0%

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45 offices match.