Advisors to call now

Anything dated in the last 90 days, measured or not.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Alejandro Cabrera Jefferies Investment Advisers LLC, Miami Springs, Fl
mixed wealth
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-24. null went to Raymond James
  2026-08-24 (33 days ago). Across all advisors, 8.6% with this moved within a year against 4.9% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  Gina Ferreira to Raymond James
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at jefferies.com (firm_website); direct line printed for this person
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
John Alyo Harvest Investment Services, LLC, Oakbrook Terrace, Il
independent RIA
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-27. null went to Simplicity Wealth
  2026-07-27 (2 months ago). At independent RIAs, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  Michael Corrigan to SIMPLICITY WEALTH
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at harvestinvestmentservices.com (firm_website)
Before a call: practice size.
Gregory Towner The Fiduciary Alliance, Greenville, Sc
independent RIA
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-01. null went to Wealth Intelligently Navigated, LLC
  2026-07-01 (3 months ago). At independent RIAs, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  Anthony Mahfood to WEALTH INTELLIGENTLY NAVIGATED, LLC
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at parallelfinancial.com (firm_website); LinkedIn profile
Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
B•••• B••••••• T•• F•••••••• A•••••••, G••••••••• S•
independent RIA
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-07-01. null went to W••••• I••••••••• N••••••••• L••
  2026-07-01 (3 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  A•••••• M•••••• to W••••• I••••••••• N••••••••• L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at parallelfinancial.com (firm_website)
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
T••••• D•••• M••••• S••••••, H•• S••••••• A•
wirehouse
- 50% of this office left for other firms in the last six months (latest 2026-09-09)
  2026-09-09 (17 days ago). At W••••••••, 8.9% with this moved within a year against 5.1% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at morganstanley.com (hunter)
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
B••••• B••••• M••••• S••••••, H•• S••••••• A•
wirehouse
- 50% of this office left for other firms in the last six months (latest 2026-09-09)
  2026-09-09 (17 days ago). At W••••••••, 8.9% with this moved within a year against 5.1% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at morganstanley.com (hunter); LinkedIn profile
Business ties: Some: 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
P••••••• R••••• M••••• S••••••, H•• S••••••• A•
wirehouse
- 50% of this office left for other firms in the last six months (latest 2026-09-09)
  2026-09-09 (17 days ago). At W••••••••, 8.9% with this moved within a year against 5.1% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at morganstanley.com (hunter); LinkedIn profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
C••••••••• K••••• B•••••••• F•••••••• A•••••••, C••••••••• N•
independent RIA
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-24. null went to M••••• W••••• P•••••••
  2026-08-24 (33 days ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  M•••••• M••••• to M••••• W••••• P•••••••
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at fulcrumwealth.com (firm_website)
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
E••••• A••• N••••••••• M••••• I••••••••• S•••••••••, A•••••• N•
no RAUM reported
- passed an adviser exam (S66) on 2026-08-20 after 7 years in the industry, not as part of a same-week firm licensing class
  2026-08-20 (37 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at nm.com (adapter:northwestern_mutual); direct line printed for this person; LinkedIn profile
Who else to call: 26 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
R••• R••• F•••• C••••••• I••••••• S•••••••• I•••, C••••••••• N•
bank affiliated
- passed an adviser exam (S65) on 2026-08-20 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-08-20 (37 days ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at firstcitizens.com (firm_style_estimate)
Before a call: practice size.
C•••••• D••••••• W•••• F•••• A•••••••, W•••••••• O•
wirehouse
- this office went from 13 to 8 registered advisors over the last year, with 5 leaving for other firms (latest 2026-08-19)
  2026-08-19 (38 days ago). At W•••• F••••, 8.3% with this moved within a year against 5.3% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at wellsfargoadvisors.com (apollo); LinkedIn profile
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T••••• K••••• B••• M••• T•••• A•••••••• L••, B•••••• P•
bank affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-11. null went to L••
  2026-08-11 (46 days ago). At B•••••••••, 14.7% with this moved within a year against 7.5% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  K•••• D•••• to L••
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at bmt.com (firm_website); LinkedIn profile
Who else to call: 19 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
B•••• F•••••• M••••• W••••• M••••••••• L••, B•••••• M•
independent RIA
- passed the Series 65 on 2026-08-11 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-11 (46 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at moderawealth.com (firm_website)
Who else to call: 12 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
L••• T••••••• M•••••• F•••••••• I••••••••• M••••••••• I•••, C••••••• I•
institutional manager
- passed an adviser exam (S66) on 2026-08-04 after 3 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At A••, 7.8% with this moved within a year against 4.9% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at mesirow.com (firm_website); LinkedIn profile
Before a call: practice size; joined the current firm under a year ago.
S•••• W••••• U••••• P•••••••• L••, N••••••••• T•
independent RIA
- passed the Series 65 on 2026-08-03 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-03 (54 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at coppertreefp.com (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
P••• V•••••••• T••••••••• F•••••••• A•••••••• L••, B••••••••• A•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-03 after 14 years in the industry, not as part of a same-week firm licensing class
  2026-08-03 (54 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at tfaconnect.com (hunter)
Before a call: practice size; joined the current firm under a year ago.
J••• C••••• G••••• E•••••••• M••• A•••• M••••••••• L••, D•••••••• C•
independent RIA
- passed an adviser exam (S65) on 2026-08-01 after 12 years in the industry, not as part of a same-week firm licensing class
  2026-08-01 (56 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at encompassmore.com (firm_website)
Before a call: practice size; joined the current firm under a year ago.
S•••• S•••••• Z••• I••••••••• L••, C•••• P••••• I•
mixed wealth
- passed an adviser exam (S65) on 2026-08-01 after 5 years in the industry, not as part of a same-week firm licensing class
  2026-08-01 (56 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Direct
verified business email at zegainvestments.com (hunter)
Before a call: joined the current firm under a year ago.
S•••••• S•••••••• S•• F••••••••, C•••••• I•
state-registered adviser
- passed an adviser exam (S65) on 2026-08-01 after 6 years in the industry, not as part of a same-week firm licensing class
  2026-08-01 (56 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at srl-financial.com (firm_website); LinkedIn profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• C•••••• T•••••••• I••••••••• M••••••••• I••, C••••••••• N•
asset manager
- passed an adviser exam (S66) on 2026-07-29 after 26 years in the industry, not as part of a same-week firm licensing class
  2026-07-29 (59 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at thornburg.com (firm_website)
Before a call: practice size; joined the current firm under a year ago.
A••••• G••••• S••••, N•• Y•••• N•
independent RIA
- passed the Series 65 on 2026-07-28 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-07-28 (2 months ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
direct line printed for this person; LinkedIn profile
Before a call: practice size; joined the current firm under a year ago.
J••••••• B•••••••• T•••••••• I••••••••• M••••••••• I••, P•••• V••••• E••••••• C•
asset manager
- passed an adviser exam (S66) on 2026-07-27 after 16 years in the industry, not as part of a same-week firm licensing class
  2026-07-27 (2 months ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at thornburg.com (firm_website)
Before a call: practice size; joined the current firm under a year ago.
B•••• S••••••••• F•••••••••, C••••••••• T•
institutional manager
- passed the Series 65 on 2026-07-27 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-07-27 (2 months ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at frs.net (firm_website)
Who else to call: 36 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
B•••• E••••••• H••••••••• F•••••••• A•••••••, C•••••••• O•
bank affiliated
- passed an adviser exam (S66) on 2026-07-27 after 9 years in the industry, not as part of a same-week firm licensing class
  2026-07-27 (2 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at huntington.com (apollo); LinkedIn profile
Before a call: practice size.
A••••• P••• M•••••• P•••••••, G••••••• M•
independent RIA
- passed an adviser exam (S65) on 2026-07-25 after 28 years in the industry, not as part of a same-week firm licensing class
  2026-07-25 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at themadisonpartners.com (firm_website)
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
A••••• H••••• F•••• T•••• S••••••••• I•••, H••••••• M•
bank affiliated
- 33% of this office left for other firms in the last six months (latest 2026-07-24)
  2026-07-24 (2 months ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at 53.com (apollo); LinkedIn profile
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
E••• H•••••• C•••••• A•••••••, L•••••• K•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-07-22 after 20 years in the industry, not as part of a same-week firm licensing class
  2026-07-22 (2 months ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at corecapinv.com (firm_website)
Before a call: practice size.
D••• R••• U••• B•••••• A•••••••• L••, L••••••• C•
bank affiliated
- passed an adviser exam (S66) on 2026-07-20 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-07-20 (2 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at usbank.com (adapter:us_bancorp); direct line printed for this person
Before a call: practice size; joined the current firm under a year ago.
N•••• T•••••• R•• W••••• B•••••••• I•••, M••••••••• N•
independent RIA
- passed an adviser exam (S65) on 2026-07-17 after 22 years in the industry, not as part of a same-week firm licensing class
  2026-07-17 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at rmrwealth.com (firm_website)
Who else to call: 27 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• H•••••••• C••••••••• W•••••• L••, L•• A••••••• C•
independent RIA
- passed an adviser exam (S65) on 2026-07-16 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-07-16 (2 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at composition.com (firm_website); direct line printed for this person; LinkedIn profile
Before a call: practice size; joined the current firm under a year ago.
S•••••• H•••••• P••••••• W••••• S••••••••• L••, B••••••••• T•
independent RIA
- passed an adviser exam (S65) on 2026-07-15 after 30 years in the industry, not as part of a same-week firm licensing class
  2026-07-15 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email at planrock.com (firm_website)
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
T••••• L•••••••• P••••••• A••••••••• L••, B••••••••• M•
independent RIA
- passed the Series 65 on 2026-07-13 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-07-13 (3 months ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at planningalt.com (firm_website); LinkedIn profile
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
A•• D••••• A••••••••• F•••••••• S•••••••• L••, R••••••••• T•
national broker-dealer RIA
- this office went from 12 to 8 registered advisors over the last year, with 5 leaving for other firms (latest 2026-07-08)
  2026-07-08 (3 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at ampf.com (apollo)
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
O••• E••••••• E•••••• W••••• M••••••••• L••, A••••••••• V•
independent RIA
- passed the Series 65 on 2026-07-01 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-07-01 (3 months ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at evermay.com (firm_website)
Who else to call: 17 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
G•••• T••••• U••• B•••••• A•••••••• L••, A•••••• I•
bank affiliated
- passed an adviser exam (S65) on 2026-06-30 after 8 years in the industry, not as part of a same-week firm licensing class
  2026-06-30 (3 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at usbank.com (adapter:us_bancorp); direct line printed for this person
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
R••••• B•••••• C••••••••• W••••• M•••••••••, B•••••••• W•
independent RIA
- passed the Series 65 on 2026-06-30 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-06-30 (3 months ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at coldstream.com (firm_style_estimate)
Before a call: practice size; joined the current firm under a year ago.
A•••••• J•••• T•••••••• I••••••••• M••••••••• I••, S•••• F•• N•
asset manager
- passed an adviser exam (S65) on 2026-06-29 after 3 years in the industry, not as part of a same-week firm licensing class
  2026-06-29 (3 months ago). At A••, 7.8% with this moved within a year against 4.9% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at thornburg.com (firm_website)
Who else to call: 15 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• M••••••••• M••••• F••••• O•••••, D•••••• C•
independent RIA
- passed an adviser exam (S65) on 2026-06-26 after 4 years in the industry, not as part of a same-week firm licensing class
  2026-06-26 (3 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at matterfo.com (firm_website)
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
T••••••• W•••• C••••••• S••••••••• I•••, B•••••••• N•
bank affiliated
- 33% of this office left for other firms in the last six months (latest 2026-06-25)
  2026-06-25 (3 months ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email at citizenssecurities.com (apollo); LinkedIn profile
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
F•••• H•••••••• U••• B•••••• A•••••••• L••, S•• D••••• C•
bank affiliated
- passed an adviser exam (S66) on 2026-06-24 after 12 years in the industry, not as part of a same-week firm licensing class
  2026-06-24 (3 months ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email at usbank.com (adapter:us_bancorp); direct line printed for this person
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.

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