Advisors to call now

Anything dated in the last 90 days, measured or not.

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Andrew Giannone Forefront Analytics, LLC, Wayne, Pa
mixed wealth
- 4 of the 16 advisors at this office left in the last 180 days (25%). 3 went to Ethos Financial Group, LLC
  2026-09-04 (22 days ago). Across all advisors, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Louis Rivera to Ethos Financial Group, Llc; Jack Costello to Ethos Financial Group, Llc; Larissa Costello to Ethos Financial Group, Llc; Steven Cacciutti to Consolidated Portfolio Review Corp
Timing
Strong timing
Value
$250M+
Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: mid-move on the record.
Eric Puckett Private Wealth Solutions, LLC, Calabasas, Ca
Call-readyindependent RIA
- passed the Series 63 on 2026-07-22 after 6 years in the industry
  2026-07-22 (2 months ago). At independent RIAs, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$250M+
Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Melissa Gannon Castle Wealth Management, Boynton Beach, Fl
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
S•••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L••• F•••••••• to F••••• C•••••• A•••••••• L••; N••••••• D•••••••• to F••••• C•••••• A•••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
M•••••• K••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
independent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Before a call: joined the current firm under a year ago.
M•••• K••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
independent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Before a call: joined the current firm under a year ago.
C•••••••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L••• F•••••••• to F••••• C•••••• A•••••••• L••; N••••••• D•••••••• to F••••• C•••••• A•••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
G•••••• K••• A•• I••••••••• P•••••••• L••, N•• Y•••• N•
Call-readyindependent RIA
- passed the Series 63 on 2026-06-29 after 11 years in the industry
  2026-06-29 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$250M+
Team book $1B+
Team
No team seen
Contact
Direct
published business email (firm_website)
M••• S•••••••• T••• W••••• A••••••• G••••, C•••• G•••••• F•
Call-readymixed wealth
- passed the Series 63 on 2026-08-03 after 23 years in the industry
  2026-08-03 (54 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
G••••• B••••••• B••••••••• L•• I••••••••• C••••••, A••••••• G•
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
verified business email (hunter)
Before a call: mid-move on the record.
A••• H••• B••••••••• L•• I••••••••• C••••••, A••••••• G•
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  D•••• H••••• to W••••••• C••••••; S••••• C•••••• to W••••••• C••••••
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Professional
professional profile page
Before a call: mid-move on the record.
E••••• M•••• B••••••••• L•• I••••••••• C••••••, A••••••• G•
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  D•••• H••••• to W••••••• C••••••; S••••• C•••••• to W••••••• C••••••
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: mid-move on the record.
G•••••• E••••• C•• W••••• A••••••• L••, M••••••• W•
independent RIA
- passed the Series 63 on 2026-07-02 after 19 years in the industry
  2026-07-02 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- passed the Series 65 on 2026-03-06 after 19 years in the industry
  2026-03-06 (7 months ago). At I•••••••••, 8.6% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a contact route; mid-move on the record.
A•••• R••••• C•••••• C••••••••• • A•••• M•••••••••, L••••••• N•
Call-readyindependent RIA
- passed the Series 63 on 2026-06-26 after 11 years in the industry
  2026-06-26 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
S•••• B•••••• B• W••••• S•••••••••, B•••••••• W•
independent RIA
- passed the Series 63 on 2026-09-21 after 37 years in the industry
  2026-09-21 (5 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
3-person high-confidence team
Contact
Direct
published business email (firm_website)
Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: career context; mid-move on the record.
W•••••• K••••• C••••••••• F•••••••• N••••••, E••• L••••••••• M•
Call-readynational broker-dealer RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-08-10, where they are not yet registered: S••••• W••••• P•••••••
  2026-08-10 (47 days ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Direct
verified business email (apollo)
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file; 2 parcel(s) owned by these entities on the assessor rolls DFX holds. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
T•••••• M••••••• E••••• W••••• M••••••••• L••, T••••• A•
Call-readyindependent RIA
- passed the Series 63 on 2026-09-15 after 15 years in the industry
  2026-09-15 (11 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
R••••• C•• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
J••••••• C••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
A••••• M•••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
J••• L•• J••• M••••• S••••••••• L••, B•••••• H••••• C•
wirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a contact route.
M•••••• A••••••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
wirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: a contact route.
D•••• H••••• H••••• I••••••••• A••••••• L••, S••••••••• A•
state-registered adviser
- passed the Series 63 on 2026-08-17 after 33 years in the industry
  2026-08-17 (40 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: mid-move on the record.
N•••••• V•••• V•••• I••••••••• I•••, L••• M•••• F•
Call-readystate-registered adviser
- is Ceo of a newly filed adviser, first filed 2026-07-20, where they are not yet registered: S• F••••
  2026-07-20 (2 months ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Professional
L••••••• profile; professional profile page
M•••••• R••• T•• S•••••• G••••, S•• P••••••••• F•
Call-readystate-registered adviser
- 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to S•••••• W••••• P•••••••• L••
  2026-07-06 (3 months ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B•••••• to S•••••• W••••• P•••••••• L••; J•••• L••••• to S•••••• W••••• P•••••••• L••; J•••• W•••••• to S•••••• W••••• P•••••••• L••; E••••• K•••••• to L•• F•••••••• L••
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J•••• W•••• P•••••••• A•••••••, W••••••••• V•
Call-readybroker-dealer affiliated
- 2 of the 9 advisors at this office left in the last 180 days (22%), against a median of 0% across the firm's other offices. 2 went to H••••••••• F•••••••• G••••
  2026-07-07 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  R••• D•••••• to H••••••••• F•••••••• G••••; K•••••• F•••• to H••••••••• F•••••••• G••••
Timing
Strong timing
Value
Under $25M
Personal book under $100M; portable under $100M, revenue under $1M
Team
No team seen
Contact
Firm level
provider email, not verified
T••••• F••••• L•• F•••••••• L••, F••••••••• N•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-09-02 (24 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  C•••• P••• to A••• W•••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
V•••••• B••••••• L•• F•••••••• L••, F••••••••• N•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-09-02 (24 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  C•••• P••• to A••• W•••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
J•••• M••••• L•• F•••••••• L••, W•••••••• C•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-09-02 (24 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  C•••• P••• to A••• W•••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
10 move with them
Contact
Unresolved
no contact route found
Business ties: Some: 1 investment vehicle on file. A measure of business ties, not of book size or clients.
Who else to call: 12 related advisors, 11 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
C•••••••• O•••• P•••••• A•••••• G••••• L••, M••••••••• N•
broker-dealer affiliated
- 15 of the 41 advisors at this office left in the last 180 days (37%), against a median of 0% across the firm's other offices. 14 went to C••••• I••••••••• A••••••• L••
  2026-09-16 (10 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S•••• K••• to C•••••••• I••••••••• R••••••• A•••••••• I•••; J••• L••••• to C••••• I••••••••• A••••••• L••; E••• T••••• to C••••• I••••••••• A••••••• L••; A••••• M••••••• to C••••• I••••••••• A••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
9 move with them
Contact
Unresolved
no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; mid-move on the record.
B••••••• S•••• A••••••••• F•••••••• S•••••••• L••, M•••••• C•••• O•
national broker-dealer RIA
- passed the Series 63 on 2026-07-13 after 5 years in the industry
  2026-07-13 (3 months ago). At N•••••••••, 10.2% with this moved within a year against 3.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
9 move with them
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
S••••• P••••• O•••• A••••••• S•••••••• L••, M•••••••• I•
broker-dealer affiliated
- 2 of the 8 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 2 went to L•• F•••••••• L••
  2026-09-11 (15 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  R••••• W••••• to L•• F•••••••• L••; R•••••• W••••• to L•• F•••••••• L••
- 2 people who moved firms with this advisor before left the current firm in the last 180 days. 2 went to L•• F•••••••• L••
  2026-09-11 (15 days ago). At B•••••••••, 9.9% with this moved within a year against 5.3% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  R••••• W••••• to L•• F•••••••• L••; R•••••• W••••• to L•• F•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
8 move with them
Contact
Unresolved
no contact route found
Who else to call: 5 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; mid-move on the record.
J••••• B••••••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, C•••• N•••• N•
broker-dealer affiliated
- passed the Series 63 on 2026-07-16 after 9 years in the industry
  2026-07-16 (2 months ago). At B•••••••••, 12.4% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
8 move with them
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors, 6 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
J••••• V••• W•••• F•••• A•••••••, F••••••• V•••••• C•
broker-dealer affiliated
- is M••••••• Partner/C•••• C••••••••• O•••••• of a newly filed adviser, first filed 2026-06-30, where they are not yet registered: P•••••• C•••••• M••••••••• L••
  2026-06-30 (3 months ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
7 move with them
Contact
Professional
L••••••• profile
Business ties: Some: 2 operating or professional businesses, 1 company board seat on file. A measure of business ties, not of book size or clients.
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
C•••••• K•••••••• T••••• F••• W•••••, D•••••• C•
no RAUM reported
- passed the Series 63 on 2026-01-22 after 5 years in the industry
  2026-01-22 (8 months ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-10 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C•••••••• G••••••••• to S••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
6 move with them
Contact
Direct
published business email (firm_website); direct line printed for this person
Before a call: practice size; joined the current firm under a year ago.
E••• M••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, M•••• A•
broker-dealer affiliated
- 4 of the 13 advisors at this office left in the last 180 days (31%), against a median of 0% across the firm's other offices. 4 went to L•• F•••••••• L••
  2026-07-07 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B••••••• to L•• F•••••••• L••; M•••• M••••• to L•• F•••••••• L••; J•• M••••• to L•• F•••••••• L••; D••••• M••••• to L•• F•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
6 move with them
Contact
Unresolved
no contact route found
Who else to call: 9 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
J••••••• M•••••• F•••• T•••• S••••••••• I•••, A•••••• T•
bank affiliated
- passed the Series 63 on 2026-08-14 after 18 years in the industry
  2026-08-14 (43 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-09-16 (10 days ago). At B•••••••••, 10.0% with this moved within a year against 7.4% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  E••• H••• to C••••• P••••••• L••; K••••••••• K••••••••• to M•••••• I•••••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
5 move with them
Contact
Unresolved
no contact route found
Who else to call: 5 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
S•••••• I•••• L•• F•••••••• L••, V••••••• C•
broker-dealer affiliated
- 2 people who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-17 (40 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  J•• H•••••• to E•••••••• A•••••••• L••; T••••• C••••••• to E•••••• A••••••• G••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
5 move with them
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
G••••• E•••• L•• F•••••••• L••, N•••••• C•
broker-dealer affiliated
- 2 people who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-17 (40 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  J•• H•••••• to E•••••••• A•••••••• L••; T••••• C••••••• to E•••••• A••••••• G••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
5 move with them
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
A•••• L••••• L•• F•••••••• L••, B••••••• N•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-07-06 (3 months ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  M••••• W•••• to J••• M••••• S••••••••• L••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
5 move with them
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route.

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