Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
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- Daniel Genereaux Ameriprise Financial Services, LLC, Rice Lake, Winational broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- Kenneth Garon Commonwealth Financial Network, Needham Heights, Manational broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- James Fritz J.P. Morgan Securities LLC, Ft. Lauderdale, Flwirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 42 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J•••• M•••••• E••••• J••••, K••••• C•••• M•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- J••••• N•••• E••••• J••••, M•••••••• L•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J••••• L••••• R•• C•••••• M••••••• L••, P••• B•••• G••••••• F•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- F••• C••• A••••••••• F•••••••• S•••••••• L••, M••••••••• F•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- M•••••• B••••••••• C••••••••• F•••••••• N••••••, G••••••••• C•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 13 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- R••••• L•••••••• J••• M••••• S••••••••• L••, D•• M••• C•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- B•••• J•••••• M••••• S••••••, P•••••••• O•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 27 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D••••• B•••••• A••••••••• F•••••••• S•••••••• L••, P••• B•••• G••••••• F•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 17 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J••• B•••• A••••••••• F•••••••• S•••••••• L••, G••••••••• S•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- M•••••• D•••• E••••• J••••, M•••••••• L•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J•••••• G•••••• J••• M••••• S••••••••• L••, C••••••••• T•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- W•••••• O••••• W•••• F•••• A•••••••, H•• S••••••• A•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D•••• L••• S•••••• N••••••• • C••••••• I•••••••••, B••• R••••• F•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $25M+
- Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 19 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
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