DFX Intelligence
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Firm absorbed
20 advisors left F••••••• S••••••••• I••• for S••••••••• A•••••• A•••••••• I•••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Antonio Francisco Posada | San Jose, Ca | Dec 7, 2016 | Dec 15, 2016 |
| Amanda Mathias Bonomi | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Ann Marie Sheehan | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Anthony Rocco Giuliano | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Bruce David White | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Cathleen Mary Dunkel Petersen | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Charles Halbert Dingman | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Donald Benedict Tonelli | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Edward Martin Costello | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Grace M Reyes | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| James Gary Deboer | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Jimmie Alexander | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| John Martin Fitzgerald | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Karen Nickerson Dejong | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Keo Cal Chao | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Lawrence George Newman | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Margaret Chan | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Paul Bertrand Sirois | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| Richard Gregory West | Santa Clara, Ca | Dec 8, 2016 | Dec 8, 2016 |
| William Noble Jenkins | Chico, Ca | Dec 8, 2016 | Dec 8, 2016 |
The rule
- Registrations ended
- Dec 7, 2016 to Dec 8, 2016
- Registered next
- Dec 8, 2016 to Dec 15, 2016
- Branch state
- CA
- Cities
- 3, most in Santa Clara, Ca
- Registered there that day
- 36 (people still on IAPD; an estimate)
- Share of that headcount
- 56%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.