DFX Intelligence

RIA Intelligence

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Team lift-out

3 advisors left M•• I•••••••• S•••••••• L•• for C••••••• W••••• G•••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Jacob Brian RayDenver, CoAug 14, 2020Aug 14, 2020
Jeremy Meier PhillipsDenver, CoAug 14, 2020Aug 14, 2020
Steven William HarpDenver, CoAug 14, 2020Aug 14, 2020
The rule
Registrations ended
Aug 14, 2020
Registered next
Aug 14, 2020
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
3,487 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of M•• I•••••••• S•••••••• L••Other teams into C••••••• W••••• G•••• L••