DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Colorado Wealth Group LLC

Former SEC-registered adviserDenver, ColoradoCRD 310024SEC 801-122586websiteIAPD
Legal name Colorado Wealth Group, LLC
Latest filing Dec 3, 2025
First filing on the tape Jul 10, 2020 · 26 filings
SEC status approved since Nov 1, 2021
RAUM
$235M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
95%
$223M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$235M as of Dec 3, 2025
Feb 14, 2022$116M then
HNW client RAUM$169M as of Dec 3, 2025
Feb 14, 2022$55.9M then
State-registered IARs (5.B.3)6 as of Dec 3, 2025
Feb 14, 20222 then
Employees (5.A)11 as of Dec 3, 2025
Feb 14, 20224 then
Private funds: no history
RAUM +34% over the last fiscal year+27% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Dec 3, 2025; every figure names its basis
RAUM per advisor
$39.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$202,703derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+34%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$169M72%
  • Individuals$53.7M23%
  • Pension and profit-sharing plans$12.8M5.4%
Individual clients
243reported
HNW clients
98reported
Pension plan clients
7reported
Charitable clients
n/areported
Accounts
1,161reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
6 left, 0 joined in 12 months
net -6 in 12 months0 left in 90 days0 joined in 90 days9 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • William Steven Harp · Managing Member, Ceocontrol
    since 07/2020 · owns 50% to 75%
  • Brian Jacob Ray · Managing Member, Ccocontrol
    since 07/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Denver, Co · principal005
Independence, Ky001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 9 to 6
    Mar 3, 2025 to Jun 25, 2025
  • Employees · 9 to 11
    Mar 3, 2025 to Jun 25, 2025
  • Financial planning clients · 251-500 to 251-500
    Mar 3, 2025 to Jun 25, 2025
  • State-registered IARs · 7 to 6
    Mar 3, 2025 to Jun 25, 2025
  • Accounts · 1,075 to 1,161
    Oct 31, 2024 to Mar 3, 2025
  • HNW clients · 40 to 98
    Oct 31, 2024 to Mar 3, 2025
  • Individual clients · 342 to 243
    Oct 31, 2024 to Mar 3, 2025
  • Financial planning clients · 101-250 to 251-500
    Oct 31, 2024 to Mar 3, 2025
  • Discretionary RAUM · $172M to $223M
    Oct 31, 2024 to Mar 3, 2025
  • HNW RAUM · $79.3M to $169M
    Oct 31, 2024 to Mar 3, 2025
  • Individual RAUM · $92.5M to $53.7M
    Oct 31, 2024 to Mar 3, 2025
  • Non-discretionary RAUM · $4.0M to $12.8M
    Oct 31, 2024 to Mar 3, 2025
  • Pension RAUM · $4.0M to $12.8M
    Oct 31, 2024 to Mar 3, 2025
  • RAUM · $176M to $235M
    Oct 31, 2024 to Mar 3, 2025
  • Accounts · 891 to 1,075
    Oct 4, 2023 to Feb 27, 2024
  • Advisory employees · 7 to 9
    Oct 4, 2023 to Feb 27, 2024
  • HNW clients · 22 to 40
    Oct 4, 2023 to Feb 27, 2024
  • Individual clients · 296 to 342
    Oct 4, 2023 to Feb 27, 2024
  • Pension plan clients · 5 to 7
    Oct 4, 2023 to Feb 27, 2024
  • Assets in custody · unset to 5203494.0
    Oct 4, 2023 to Feb 27, 2024
  • Financial planning clients · 51-100 to 101-250
    Oct 4, 2023 to Feb 27, 2024
  • Discretionary RAUM · $116M to $172M
    Oct 4, 2023 to Feb 27, 2024
  • HNW RAUM · $41.5M to $79.3M
    Oct 4, 2023 to Feb 27, 2024
  • Individual RAUM · $74.4M to $92.5M
    Oct 4, 2023 to Feb 27, 2024
  • Non-discretionary RAUM · $3.0M to $4.0M
    Oct 4, 2023 to Feb 27, 2024
  • Pension RAUM · $3.0M to $4.0M
    Oct 4, 2023 to Feb 27, 2024
  • RAUM · $119M to $176M
    Oct 4, 2023 to Feb 27, 2024
  • Accounts · 783 to 891
    Aug 29, 2022 to Mar 6, 2023
  • HNW clients · 31 to 22
    Aug 29, 2022 to Mar 6, 2023
  • Individual clients · 254 to 296
    Aug 29, 2022 to Mar 6, 2023
  • Pension plan clients · unset to 5.0
    Aug 29, 2022 to Mar 6, 2023
  • Employees · 7 to 9
    Aug 29, 2022 to Mar 6, 2023
  • Financial planning clients · 26-50 to 51-100
    Aug 29, 2022 to Mar 6, 2023
  • Discretionary RAUM · $116M to $116M
    Aug 29, 2022 to Mar 6, 2023
  • HNW RAUM · $55.9M to $41.5M
    Aug 29, 2022 to Mar 6, 2023
  • Individual RAUM · $60.3M to $74.4M
    Aug 29, 2022 to Mar 6, 2023
  • Non-discretionary RAUM · $0 to $3.0M
    Aug 29, 2022 to Mar 6, 2023
  • Pension RAUM · unset to 3045420.0
    Aug 29, 2022 to Mar 6, 2023
  • RAUM · $116M to $119M
    Aug 29, 2022 to Mar 6, 2023
  • Accounts · 258 to 783
    Feb 14, 2022 to Aug 29, 2022
Signals
12 dated events
  • Colorado Wealth Group Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $235.3M)
    Apr 1, 2026 · Left the SEC roster · derived
  • Carter Reed Hench left Colorado Wealth Group Llc for Savvy (registered 2025-11-06)
    Mar 31, 2026 · Advisor changed firm · fact
  • Matthew J Conley left Colorado Wealth Group Llc for Savvy (registered 2025-11-07)
    Mar 31, 2026 · Advisor changed firm · fact
  • Bruce Allen Larsen left Colorado Wealth Group Llc for Savvy (registered 2025-11-07)
    Mar 31, 2026 · Advisor changed firm · fact
  • Jacob Brian Ray left Colorado Wealth Group Llc for Savvy (registered 2025-11-10)
    Mar 31, 2026 · Advisor changed firm · fact
  • Steven William Harp left Colorado Wealth Group Llc for Savvy (registered 2025-11-17)
    Mar 31, 2026 · Advisor changed firm · fact
  • Colorado Wealth Group LLC's advisors moved to Savvy (Denver, CO): 4 of 5 registered, on the same day
    Mar 31, 2026 · Firm absorbed (people side) · derived
  • Matthew Jordan Selihar left Colorado Wealth Group Llc for Princeton Global Asset Management Llc (registered 2025-11-06)
    Oct 31, 2025 · Advisor changed firm · fact
  • Terri Lynn Propp left Colorado Wealth Group Llc for Global Wealth Strategies And Associates, Llc (registered 2025-07-02)
    Jun 25, 2025 · Advisor changed firm · fact
  • James Kevin Glasheen left Colorado Wealth Group Llc for Parallel Advisors, Llc (registered 2025-01-01)
    Jun 25, 2024 · Advisor changed firm · fact
  • Jeremy Meier Phillips left Colorado Wealth Group Llc for Anderson Hoagland & Co (registered 2024-04-12)
    Feb 23, 2024 · Advisor changed firm · fact
  • Colorado Wealth Group Llc filed its initial SEC registration (Form ADV)
    Jul 10, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026