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Team lift-out

2 advisors left M•• I•••••••• S•••••••• L•• for B••••• A•••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Ashley Brown-BairosStamford, CtFeb 2, 2026Jan 27, 2026
Dawn Marie LandinoPlainville, CtFeb 2, 2026Jan 29, 2026
The rule
Registrations ended
Feb 2, 2026
Registered next
Jan 27, 2026 to Jan 29, 2026
Branch state
CT
Cities
2, most in Plainville, Ct
Registered there that day
4,775 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.