DFX Intelligence
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Team lift-out
4 advisors left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Casey Douglas Craig | Rockville, Md | Jul 18, 2019 | Jul 17, 2019 |
| Mariah Kate Lightfoot | Rockville, Md | Jul 19, 2019 | Jul 16, 2019 |
| David Alan Vang | Rockville, Md | Jul 22, 2019 | Jul 17, 2019 |
| Paul Edward Horan | Rockville, Md | Jul 22, 2019 | Mar 29, 2022 |
The rule
- Registrations ended
- Jul 18, 2019 to Jul 22, 2019
- Registered next
- Jul 16, 2019 to Mar 29, 2022
- Branch state
- MD
- Cities
- 1, most in Rockville, Md
- Registered there that day
- 3,399 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.