DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Anthony FerroneWarren, NjMar 29, 2022Mar 25, 2022
Scott James TaylorWarren, NjMar 29, 2022Mar 25, 2022
Thomas Howard AcerraEdison, NjMar 29, 2022Mar 24, 2022
Derrick Bart OssiWarren, NjMar 30, 2022Mar 24, 2022
Jason Michael De TataWarren, NjMar 30, 2022Mar 24, 2022
The rule
Registrations ended
Mar 29, 2022 to Mar 30, 2022
Registered next
Mar 24, 2022 to Mar 25, 2022
Branch state
NJ
Cities
2, most in Warren, Nj
Registered there that day
4,053 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of M•• I•••••••• S•••••••• L••Other teams into L•• F•••••••• L••