DFX Intelligence
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Registered advisor
T••••• H••••• A•••••
Feed of 09/14/2026
Also filed as T••••• A•••••
At current firm
4 y
since Mar 24, 2022
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 24, 2022 · Fair Haven, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 27, 2018 to Mar 29, 2022 · Warren, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 29, 2022, registered Mar 24, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- T••••• H••••• A••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2022-03-24)Mar 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address