DFX Intelligence
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Team lift-out
2 advisors left A•••••• A••••••• S••••••• for C••••• I••••••••• A••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Walter Moon | Marina Del Rey, Ca | Aug 19, 2022 | Aug 16, 2022 |
| Jaime Ernesto Garcia | Cypress, Ca | Sep 1, 2022 | Aug 24, 2022 |
The rule
- Registrations ended
- Aug 19, 2022 to Sep 1, 2022
- Registered next
- Aug 16, 2022 to Aug 24, 2022
- Branch state
- CA
- Cities
- 2, most in Marina Del Rey, Ca
- Registered there that day
- 1,874 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape