DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Avantax Advisory Services
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Rochester, Ny | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 |
| 2 | Avantax Advisory Services BD affiliated | Meaden & Moore Financial Services, Ltd. unclassified | Cleveland, Oh | Other | Sep 5, 2025 |
| 3 | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Baton Rouge, La | Affiliated broker-dealer or bank to another | Sep 3, 2025 |
| 2 | Avantax Advisory Services BD affiliated | Forum Financial Management, LP independent RIA | High Point, Nc | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2025 |
| 3 | Avantax Advisory Services BD affiliated | Mariner Wealth no RAUM | Tulsa, Ok +1 | Other | Jun 20, 2025 |
| 6 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Cincinnati, Oh | Affiliated broker-dealer or bank to another | Jun 9, 2025 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Jun 9, 2025 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Jackson, Mi | Affiliated broker-dealer or bank to another | Nov 29, 2024 |
| 2 | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Fairfield, Ia +1 | Affiliated broker-dealer or bank to another | Nov 4, 2024 |
| 8 | Avantax Advisory Services BD affiliated | Prosperity - An Eisneramper Company independent RIA | Raleigh, Nc +2 | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 |
| 7 | Avantax Advisory Services BD affiliated | Prosperity - An Eisneramper Company independent RIA | Dallas, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Springfield, Va +1 | Affiliated broker-dealer or bank to another | Jul 19, 2024 |
| 3 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Jun 28, 2024 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | New York, Ny | Affiliated broker-dealer or bank to another | Jun 28, 2024 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Jun 13, 2024 |
| 3 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Mansfield, Tx +1 | Affiliated broker-dealer or bank to another | May 29, 2024 |
| 4 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Apr 1, 2024 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Jacksonville, Fl | Affiliated broker-dealer or bank to another | Mar 9, 2024 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Dec 16, 2023 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Dec 16, 2023 over 6 d |
| 5 | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Pittsburgh, Pa +1 | Affiliated broker-dealer or bank to another | Dec 5, 2023 |
| 3 | Avantax Advisory Services BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Waycross, Ga | Affiliated broker-dealer or bank to another | Nov 16, 2023 over 1 d |
| 3 | Avantax Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Huntsville, Al | Affiliated broker-dealer or bank to another | Nov 7, 2023 |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Woodland Hills, Ca +1 | Affiliated broker-dealer or bank to another | Nov 3, 2023 over 4 d |
| 3 | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Sep 11, 2023 |
| 5 | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Waukesha, Wi | Affiliated broker-dealer or bank to another | Aug 22, 2023 over 14 d |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | St Louis, Mo | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 over 5 d |
| 2 | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Mc Cormick, Sc +1 | Affiliated broker-dealer or bank to another | Oct 7, 2022 |
| 2 | Avantax Advisory Services BD affiliated | Valmark Advisers, Inc. BD affiliated | Glencoe, Mn | Affiliated broker-dealer or bank to another | Sep 20, 2022 |
| 5 | Avantax Advisory Services BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Irving, Tx | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 |
| 2 | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Pottsville, Pa +1 | Affiliated broker-dealer or bank to another | Sep 7, 2022 over 7 d |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | High Point, Nc | Affiliated broker-dealer or bank to another | Aug 25, 2022 |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Marina Del Rey, Ca +1 | Affiliated broker-dealer or bank to another | Aug 19, 2022 over 13 d |
| 3 | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Palmyra, Pa +1 | Affiliated broker-dealer or bank to another | Jul 26, 2022 |
| 2 | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Durham, Nc | Affiliated broker-dealer or bank to another | May 9, 2022 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC independent RIA | San Jose, Ca +1 | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 over 7 d |
| 2 | Avantax Advisory Services BD affiliated | Fisher Investments independent RIA | Dallas, Tx +1 | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 over 14 d |
| 2 | Avantax Advisory Services BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Odessa, Tx +1 | Affiliated broker-dealer or bank to another | Feb 8, 2022 |
| 2 | Avantax Advisory Services BD affiliated | Rkl Private Wealth independent RIA | Irving, Tx | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Poplar Bluff, Mo +1 | Affiliated broker-dealer or bank to another | Dec 21, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Bfj Wealth Management, LLC unclassified | Columbia, Md | Other | Dec 6, 2021 |
| 3 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Nov 30, 2021 over 6 d |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Marksville, La | Affiliated broker-dealer or bank to another | Nov 3, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Tulsa, Ok | Affiliated broker-dealer or bank to another | Oct 11, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | South Jordan, Ut +1 | Affiliated broker-dealer or bank to another | Oct 6, 2021 |
| 4 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | San Angelo, Tx +2 | Affiliated broker-dealer or bank to another | Sep 14, 2021 over 28 d |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Plano, Tx | Affiliated broker-dealer or bank to another | Jul 30, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Verus Capital Partners, LLC independent RIA | Irving, Tx | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 |
| 3 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Woodland Hills, Ca +1 | Affiliated broker-dealer or bank to another | Jul 2, 2021 |
| 4 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Woodland Hills, Ca +1 | Affiliated broker-dealer or bank to another | Jun 4, 2021 over 5 d |
| 2 | Avantax Advisory Services BD affiliated | Packerland Brokerage Services, Inc. independent RIA | North Billercia, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Circleville, Oh +1 | Affiliated broker-dealer or bank to another | May 19, 2021 over 9 d |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Apr 9, 2021 |
| 2 | Avantax Advisory Services BD affiliated | Commonwealth Financial Network national BD | Irving, Tx | Affiliated broker-dealer or bank to another | Apr 6, 2021 |
| 2 | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Irving, Tx | Affiliated broker-dealer or bank to another | Mar 3, 2021 over 7 d |
| 4 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Laplace, La +2 | Affiliated broker-dealer or bank to another | Feb 22, 2021 over 10 d |
| 2 | Avantax Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Kalispell, Mt | Affiliated broker-dealer or bank to another | Feb 22, 2021 over 2 d |
| 2 | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Feb 12, 2021 over 7 d |
| 2 | Avantax Advisory Services BD affiliated | Foxman Asset Advisors Inc. state registered | Rockville, Md | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2021 |
| 7 | Avantax Advisory Services BD affiliated | Merit Financial Advisors independent RIA | Irving, Tx | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 over 4 d |
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89 teams match.derived from registration dates