DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••
Not a lift-out: both firms report A•••••• Wm Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Emily Christin Millsap | Evansville, In | Sep 5, 2025 | May 6, 2025 |
| Hilary Bogard | Indianapolis, In | Sep 5, 2025 | May 15, 2025 |
The rule
- Registrations ended
- Sep 5, 2025
- Registered next
- Aug 9, 2024 to May 15, 2025
- Branch state
- IN
- Cities
- 2, most in Indianapolis, In
- Registered there that day
- 2,154 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report A•••••• Wm Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape