RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• C••••••• M••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Schaumburg, Il
- A•••••• P••••••• P•••••••• I••• BD affiliated currentsince May 6, 2025 · Evansville, In
- A•••••• A••••••• S••••••• formerApr 13, 2023 to Sep 5, 2025 · Dallas, Tx
- F•••• independent RIAFeb 10, 2020 to Jul 29, 2022 · Evansville, In
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 18, 2019 to Feb 28, 2020 · Evansville, In
- J••••• H•••••••• W••• L••••• L•• formerMay 31, 2011 to Oct 18, 2019 · Evansville, In
- L•• F•••••••• L•• BD affiliatedDec 4, 2009 to Aug 3, 2010 · Fort Mill, Sc
- I••••• F•••••••• C••••••••• formerNov 30, 2005 to Dec 2, 2009 · Mount Vernon, In
- O•• I••••••••• S•••••••• I••• unclassifiedJul 14, 2005 to Dec 1, 2005 · Evansville, In
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Sep 5, 2025, registered May 6, 2025 (-122 days) · channel change inside one enterprise, not a move · moved with a team
- F•••• to A•••••• A••••••• S•••••••left Jul 29, 2022, registered Apr 13, 2023 (258 days) · RIA to affiliated broker-dealer or bank
- R••••• W• B•••• • C•• I••••••••• to F••••left Feb 28, 2020, registered Feb 10, 2020 (-18 days) · RIA to RIA
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to J••••• H•••••••• W••• L••••• L••left Aug 3, 2010, registered May 31, 2011 (301 days) · Other
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Dec 2, 2009, registered Dec 4, 2009 (2 days) · Other
- O•• I••••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Dec 1, 2005, registered Nov 30, 2005 (-1 days) · Other
- E•••• C••••••• M•••••• left Facet for A•••••• A••••••• S••••••• (registered 2023-04-13)Jul 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address