DFX Intelligence
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Team lift-out
2 advisors left A•••••• A••••••• S••••••• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Raymond Jung Kong | San Jose, Ca | May 4, 2022 | May 5, 2022 |
| Gary Kenneth Smith | Petaluma, Ca | May 11, 2022 | May 11, 2022 |
The rule
- Registrations ended
- May 4, 2022 to May 11, 2022
- Registered next
- May 5, 2022 to May 11, 2022
- Branch state
- CA
- Cities
- 2, most in San Jose, Ca
- Registered there that day
- 1,859 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape