DFX Intelligence

RIA Intelligence

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Firm absorbed

13 advisors left B•• A•• I••••••••• A••••••• L•• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Craig Andrew BrothersLos Angeles, CaOct 14, 2021Feb 14, 2025
David Jonathan SadkinLos Angeles, CaOct 14, 2021Sep 15, 2021
Edwin Henry HueyLos Angeles, CaOct 14, 2021Sep 15, 2021
Eileen King BohnLos Angeles, CaOct 14, 2021Dec 10, 2024
Elizabeth Ann MillerLos Angeles, CaOct 14, 2021Sep 15, 2021
Heather Wegner WaldLos Angeles, CaOct 14, 2021Sep 15, 2021
Jack Raymond SuzarLos Angeles, CaOct 14, 2021Sep 15, 2021
Joshua Alan MarkmanLos Angeles, CaOct 14, 2021Sep 15, 2021
Kevin William PhilipLos Angeles, CaOct 14, 2021Sep 15, 2021
Ronald Jay SilvermanLos Angeles, CaOct 14, 2021Mar 6, 2025
Stephanie WithersLos Angeles, CaOct 14, 2021Sep 15, 2021
Supriya BatraLos Angeles, CaOct 14, 2021Sep 15, 2021
Todd Michael MorganLos Angeles, CaOct 14, 2021Sep 15, 2021
The rule
Registrations ended
Oct 14, 2021
Registered next
Sep 15, 2021 to Mar 6, 2025
Branch state
CA
Cities
1, most in Los Angeles, Ca
Registered there that day
14 (people still on IAPD; an estimate)
Share of that headcount
93%
Succession by the destination
none on the tape
Other teams out of B•• A•• I••••••••• A••••••• L••Other teams into H•••••••• A•••••••• L••