DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Hightower Advisors, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
7	Journey Strategic Wealth LLC independent RIA	Hightower Advisors, LLC BD affiliated	Summit, Nj	RIA to affiliated broker-dealer or bank	Apr 8, 2026
4	Journey Strategic Wealth LLC independent RIA	Hightower Advisors, LLC BD affiliated	Alamo, Ca +1	RIA to affiliated broker-dealer or bank	Apr 8, 2026
2	The Rikoon Group, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Santa Fe, Nm	RIA to affiliated broker-dealer or bank	Dec 31, 2024
2	Charles D. Hyman & Company independent RIA	Hightower Advisors, LLC BD affiliated	Ponte Vedra Beach, Fl	RIA to affiliated broker-dealer or bank	Nov 25, 2024
2	Linwood Investment Advisors Inc. independent RIA	Hightower Advisors, LLC BD affiliated	Buffalo, Ny	RIA to affiliated broker-dealer or bank	Feb 27, 2024
2	Equitable Advisors, LLC national BD	Hightower Advisors, LLC BD affiliated	Milford, Ct	Affiliated broker-dealer or bank to another	Jan 4, 2024
9	Equitable Advisors, LLC national BD	Hightower Advisors, LLC BD affiliated	New York, Ny +1	Affiliated broker-dealer or bank to another	Dec 31, 2023 over 5 d
2	Trellis Advisors, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Ellensburg, Wa	RIA to affiliated broker-dealer or bank	Oct 25, 2023
9	Vigilant Wealth Management independent RIA	Hightower Advisors, LLC BD affiliated	Portsmouth, Nh	RIA to affiliated broker-dealer or bank	Jul 19, 2023 over 1 d
9	Avidian Wealth Solutions independent RIA	Hightower Advisors, LLC BD affiliated	Houston, Tx	RIA to affiliated broker-dealer or bank	Jun 15, 2023 over 13 d
2	J.P. Morgan Private Wealth Advisors LLC BD affiliated	Hightower Advisors, LLC BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	May 1, 2023 over 14 d
2	Municrest Investment Management Company, LLC independent RIA	Hightower Advisors, LLC BD affiliated	North Andover, Ma	RIA to affiliated broker-dealer or bank	Nov 28, 2022
2	Clear Perspective Advisors, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Aurora, Il	RIA to affiliated broker-dealer or bank	Feb 15, 2022
2	Wintrust Investments mixed wealth	Hightower Advisors, LLC BD affiliated	Chicago, Il	RIA to affiliated broker-dealer or bank	Jan 14, 2022
2	Alexandria Capital independent RIA	Hightower Advisors, LLC BD affiliated	New York, Ny	RIA to affiliated broker-dealer or bank	Dec 6, 2021 over 7 d
2	The Rikoon Group, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Santa Fe, Nm	RIA to affiliated broker-dealer or bank	Jun 7, 2021
3	Osaic Fa, Inc. BD affiliated	Hightower Advisors, LLC BD affiliated	Rye Brook, Ny +1	Affiliated broker-dealer or bank to another	Dec 31, 2020
2	Teak Tree Capital Management, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Fort Worth, Tx	RIA to affiliated broker-dealer or bank	Nov 13, 2020
5	MML Investors Services, LLC BD affiliated	Hightower Advisors, LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Oct 19, 2020 over 1 d
2	Osborn Williams & Donohoe, LLC independent RIA	Hightower Advisors, LLC BD affiliated	Cincinnati, Oh	RIA to affiliated broker-dealer or bank	Jun 30, 2020
2	Dominari Securities LLC independent RIA	Hightower Advisors, LLC BD affiliated	New York, Ny	RIA to affiliated broker-dealer or bank	May 3, 2019
3	Securities America Advisors, Inc. BD affiliated	Hightower Advisors, LLC BD affiliated	Fairfield, Nj	Affiliated broker-dealer or bank to another	Jun 1, 2018
2	Wintrust Investments other	Hightower Advisors, LLC BD affiliated	Chicago, Il	Other	Mar 13, 2018
3	Truist Advisory Services, Inc. other	Hightower Advisors, LLC other	Alpharetta, Ga	Other	Aug 25, 2017
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	Palm Beach, Fl	Other	May 22, 2017
6	UBS Financial Services Inc. wirehouse	Hightower Advisors, LLC other	Colorado Springs, Co	Other	May 2, 2017 over 14 d
3	Wells Fargo Advisors wirehouse	Hightower Advisors, LLC other	Bloomfield Hills, Mi	Other	May 2, 2017
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	Colorado Springs, Co	Other	Apr 24, 2017 over 2 d
3	Wells Fargo Advisors wirehouse	Hightower Advisors, LLC other	Williamsville, Ny	Other	Apr 18, 2017
4	V Wealth Advisors LLC other	Hightower Advisors, LLC other	Overland Park, Ks	Other	Mar 24, 2017
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	Mount Laurel, Nj	Other	Mar 14, 2017
3	UBS Financial Services Inc. wirehouse	Hightower Advisors, LLC other	Denver, Co	Other	Feb 27, 2017
3	UBS Financial Services Inc. wirehouse	Hightower Advisors, LLC other	Leawood, Ks	Other	Dec 13, 2016
2	Acacia Wealth Advisors, LLC other	Hightower Advisors, LLC other	Beverly Hills, Ca	Other	Nov 14, 2016
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	Stamford, Ct	Other	Oct 19, 2016
4	Morgan Stanley wirehouse	Hightower Advisors, LLC other	Omaha, Ne	Other	Aug 16, 2016 over 1 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	New York, Ny	Other	Jun 7, 2016
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Hightower Advisors, LLC other	Minneapolis, Mn	Other	May 10, 2016
3	UBS Financial Services Inc. wirehouse	Hightower Advisors, LLC other	Boca Raton, Fl	Other	Apr 26, 2016
3	Morgan Stanley wirehouse	Hightower Advisors, LLC other	Newport Beach, Ca	Other	Apr 11, 2016
2	Irongate Investment Management, LLC no RAUM	Hightower Advisors, LLC other	Wilmington, Nc	Other	Dec 31, 2015
2	Morgan Stanley wirehouse	Hightower Advisors, LLC other	Chicago, Il	Other	Dec 19, 2015
2	LPL Financial LLC other	Hightower Advisors, LLC other	Cumberland Foreside, Me	Other	Sep 9, 2015
2	UBS Financial Services Inc. wirehouse	Hightower Advisors, LLC other	Seattle, Wa	Other	Jul 22, 2015
5	Morgan Stanley wirehouse	Hightower Advisors, LLC other	Newport Beach, Ca	Other	Apr 14, 2015 over 1 d

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45 teams match.derived from registration dates