DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

3 advisors left W••• C•••• F••••••••• L•• for C••••• P••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Jessica Katherine LaymanSanta Barbara, CaOct 13, 2025Mar 9, 2026
Kristen Elizabeth KochSanta Barbara, CaOct 13, 2025Apr 1, 2025
Steven A WeintraubSanta Barbara, CaOct 13, 2025Nov 24, 2025
The rule
Registrations ended
Oct 13, 2025
Registered next
Apr 1, 2025 to Mar 9, 2026
Branch state
CA
Cities
1, most in Santa Barbara, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of W••• C•••• F••••••••• L••Other teams into C••••• P••••••• L••