DFX Intelligence
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Firm absorbed
4 advisors left W•••••• W••••• M••••••••• I••• for C••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bret James Horsfield | Miami, Fl | Nov 13, 2023 | Oct 31, 2023 |
| James Michael Leach | Miami, Fl | Nov 13, 2023 | Oct 31, 2023 |
| Mark A Wittleder | Miami, Fl | Nov 13, 2023 | Oct 31, 2023 |
| Robert Stephen Kaspar | Naples, Fl | Nov 13, 2023 | Oct 31, 2023 |
The rule
- Registrations ended
- Nov 13, 2023
- Registered next
- Oct 31, 2023
- Branch state
- FL
- Cities
- 1, most in Miami, Fl
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm