RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• L••••
- C•••••• independent RIA currentsince Oct 31, 2023 · Carmel, In
- W•••••• W••••• M••••••••• I••• formerOct 1, 2019 to Nov 13, 2023 · Miami, Fl
- A•••••••• G••••• I••••••••• L•• asset managerSep 8, 2005 to Oct 20, 2005 · San Francisco, Ca
- S••••• C•••••• M••••••••• I•• unclassifiedFeb 9, 2001 to Dec 31, 2004 · Menomonee Falls, Wi
- W•••••• W••••• M••••••••• I••• to C••••••left Nov 13, 2023, registered Oct 31, 2023 (-13 days) · RIA to RIA · moved with a team
- A•••••••• G••••• I••••••••• L•• to W•••••• W••••• M••••••••• I•••left Oct 20, 2005, registered Oct 1, 2019 (5094 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• G••••• I••••••••• L••left Dec 31, 2004, registered Sep 8, 2005 (251 days) · Other
- J•••• M•••••• L•••• left W•••••• W••••• M••••••••• I••• for Corient (registered 2023-10-31)Nov 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address