DFX Intelligence

RIA Intelligence

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Firm absorbed

13 advisors left D•••••• I••••••••• S••••••• I•• for H•••••••• A•••••••• I•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
A C BrownClayton, MoMar 28, 2023Jan 6, 2021
Alan James FerrariClayton, MoMar 28, 2023Jan 4, 2021
Christopher Cory O'ConnellClayton, MoMar 28, 2023Oct 16, 2023
Dale Frederick KleekampClayton, MoMar 28, 2023Jan 8, 2021
Daniel Jerome LecureJefferson City, MoMar 28, 2023Aug 28, 2020
Douglas Michael SimmsClayton, MoMar 28, 2023Jan 8, 2021
Greg Alfred OverschmidtClayton, MoMar 28, 2023Jan 8, 2021
John Thomas SullivanClayton, MoMar 28, 2023Jan 7, 2021
Kenneth Bruce CohenClayton, MoMar 28, 2023Dec 13, 2016
Matthew Joseph OttSt Louis, MoMar 28, 2023Oct 6, 2021
Pamela Jane JohnstonSt Louis, MoMar 28, 2023Jan 18, 2006
Phillip Kimball CarverClayton, MoMar 28, 2023Jan 12, 2021
Robert James TockClayton, MoMar 28, 2023Jan 8, 2021
William James RodoskyClayton, MoMar 28, 2023Jan 7, 2021
The rule
Registrations ended
Mar 28, 2023
Registered next
Jan 18, 2006 to Oct 16, 2023
Branch state
MO
Cities
3, most in Clayton, Mo
Registered there that day
23 (people still on IAPD; an estimate)
Share of that headcount
57%
Succession by the destination
none on the tape
Other teams out of D•••••• I••••••••• S••••••• I••Other teams into H•••••••• A•••••••• I•••