DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Huntleigh Advisors, Inc.
Latest filing Mar 30, 2026
First filing on the tape Apr 2, 2012 · 40 filings
SEC status approved since Jan 22, 2004
RAUM
$782M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$747M individuals and HNW
Advisors
64
registered through the firm on IAPD
RAUM per advisor
$12.2M
derived; firm RAUM over IAPD count
Employees
55
55 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$782M as of Mar 30, 2026
Apr 2, 2012$127M then
HNW client RAUM$365M as of Mar 30, 2026
Mar 29, 2018$226M then
State-registered IARs (5.B.3)55 as of Mar 30, 2026
Apr 1, 20134 then
Employees (5.A)55 as of Mar 30, 2026
Apr 1, 20135 then
Private funds1 as of Mar 28, 2019
Mar 29, 20181 then
RAUM +25% over the last fiscal year+29% a year over threeIARs 55 to 55
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $12.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $425,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 6.4derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$382M49%
- High-net-worth individuals$365M47%
- Corporations and businesses$14.6M1.9%
- Charitable organizations$13.4M1.7%
- Pension and profit-sharing plans$6.5M0.8%
- Individual clients
- 1,634reported
- HNW clients
- 161reported
- Pension plan clients
- 13reported
- Charitable clients
- 11reported
- Accounts
- 1,838reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=51.0derived
Advisors registered through the firm
64 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Lewis Chambers | St. Louis, Mo | Mar 12, 2001 | 42 y | 1 |
| Robert Earl Faulkner | St. Louis, Mo | Apr 19, 2001 | 46 y | 0 |
| John Frederick Kurusz | St. Louis, Mo | May 22, 2003 | 43 y | 0 |
| Susan Elizabeth Montebello | St. Louis, Mo | Sep 25, 2003 | 42 y | 0 |
| Thomas Edward Gummersbach | Saint Louis, Mo | Mar 4, 2005 | 47 y | 1 |
| Pamela Jane Johnston | St. Louis, Mo | Jan 18, 2006 | 46 y | 1 |
| Richard Harold Eckenrodt | St. Louis, Mo | Aug 17, 2006 | 24 y | 2 |
| Michael Barry Rowan | St. Louis, Mo | Jan 16, 2007 | 20 y | 1 |
| Eric Allen Wood | St. Louis, Mo | Sep 28, 2009 | 27 y | 2 |
| Jerry Francis Costello | St. Louis, Mo | Oct 22, 2010 | 28 y | 2 |
| James Michael Terschluse | Belleville, Il | Oct 22, 2010 | 34 y | 2 |
| Martin Lewis Zygmund | St. Louis, Mo | Oct 22, 2010 | 38 y | 4 |
| William Alexander Utz | St. Louis, Mo | May 9, 2011 | 32 y | 0 |
| Michael Warren Leopold | St. Louis, Mo | Jun 9, 2011 | 39 y | 0 |
| Michelle Lynn Robertson | St. Louis, Mo | Jul 15, 2011 | 28 y | 0 |
| Matthew Hanley Kallman | St. Louis, Mo | Jul 18, 2011 | 25 y | 4 |
| George Beyer Lingelbach | Fairview Heights, Il | Oct 7, 2011 | 40 y | 0 |
| Robert Lee Link | St. Louis, Mo | Feb 17, 2012 | 46 y | 0 |
| James Birke Quicksilver | St. Louis, Mo | Nov 30, 2012 | 38 y | 2 |
| Robert Stephen Rich | St. Louis, Mo | Jul 20, 2015 | 42 y | 4 |
| Nicole Marie Gilbert | St. Louis, Mo | Sep 6, 2016 | 21 y | 2 |
| Andrew Steven RichChartered Financial Analyst | St. Louis, Mo | Sep 7, 2016 | 21 y | 1 |
| Scott Michael Rich | St. Louis, Mo | Sep 7, 2016 | 37 y | 2 |
| Kenneth Bruce CohenChartered Financial Consultant | St. Louis, Mo | Dec 13, 2016 | 44 y | 4 |
| Scott Middleton Debandt | St. Louis, Mo | Dec 16, 2016 | 33 y | 1 |
| Jeffrey Collins Kinder | St. Louis, Mo | Jan 26, 2017 | 40 y | 0 |
| Thomas Hale April | Chesterfield, Mo | Apr 10, 2017 | 41 y | 0 |
| John Joseph Graves | St. Louis, Mo | Oct 3, 2017 | 46 y | 0 |
| William John Anderson | St. Louis, Mo | Apr 2, 2018 | 13 y | 2 |
| Catherine Terry Marshall | St. Louis, Mo | Feb 25, 2019 | 39 y | 0 |
| James Ronald Sanford | Cordova, Tn | May 30, 2019 | 43 y | 1 |
| Mary Elizabeth Blackard | St. Louis, Mo | Jun 14, 2019 | 32 y | 3 |
| Tuan Manh Nguyen | Houston, Tx | May 6, 2020 | 30 y | 7 |
| Daniel Jerome Lecure | St. Louis, Mo | Aug 28, 2020 | 27 y | 2 |
| Robert Barrett Chambers | St. Louis, Mo | Nov 17, 2020 | 11 y | 0 |
| Kevin David Pflug | St. Louis, Mo | Nov 17, 2020 | 10 y | 0 |
| Justin Andrew Eggenberger | Dwight, Il | Jan 4, 2021 | 23 y | 1 |
| Alan James Ferrari | Dwight, Il | Jan 4, 2021 | 27 y | 1 |
| A C Brown | Greenwood, Ar | Jan 6, 2021 | 28 y | 2 |
| Larry David Little | Dwight, Il | Jan 7, 2021 | 53 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Matthew Joseph Ott to KrilogyMar 18, 2024 · RIA to RIA
- Valerie Kay Brennan to Cbiz Investment Advisory Services, LLCOct 27, 2023 · Other
- Jack Martin Dow to Fidelity Personal And Workplace AdvisorsAug 26, 2022 · Affiliated broker-dealer or bank to another
- Corey Michael Stackhouse to Stackhouse EnterprisesMar 14, 2022 · Affiliated broker-dealer or bank to a state-registered adviser
- Alex Cameron Lecure to Smith Moore & Co.May 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- Amy Rose Robert to Stifel, Nicolaus & Company, IncorporatedFeb 18, 2014 · Other
- Geoffrey Paul Espe to Chrysalis Investment Management, LLCJan 20, 2010 · Other
- George Gregory Casey to Fulcrum Advisory Services, LLCOct 22, 2008 · Other
- David Leslie Carter to Terril & CompanyJul 12, 2007 · Other
Joined, latest
- Kara Lee Hill from Edward JonesJun 1, 2026 · Affiliated broker-dealer or bank to another
- James David Fendrick from Edward JonesFeb 10, 2026 · Affiliated broker-dealer or bank to another
- Debra Dawn Mesle from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 8, 2025 · Wirehouse to affiliated broker-dealer or bank
- James Ross Gulla from Datatex Investment Services IncApr 21, 2025 · RIA to affiliated broker-dealer or bank
- Jason Howard Cooksey from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 4, 2024 · Wirehouse to independent RIA
- William Lawrence Chambers from Robert W. Baird & Co. IncorporatedOct 15, 2024 · Other
- Lon Eric Dircks from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 22, 2024 · Wirehouse to independent RIA
- Amanda Jonell Wolfrum from Wolfrum And Co.Apr 10, 2024 · Other
- Lindsey Jo Holbrook from Wolfrum And Co.Apr 10, 2024 · Other
- Richard Lowery Morris from Wolfrum And Co.Apr 10, 2024 · Other
- Brett Anthony Mudd from Wells Fargo AdvisorsApr 8, 2024 · Wirehouse to independent RIA
- Christopher Cory O'Connell from Datatex Investment Services IncOct 16, 2023 · RIA to affiliated broker-dealer or bank
- Jack Martin Dow from MML Investors Services, LLCMar 24, 2022 · Affiliated broker-dealer or bank to another
- Matthew Joseph Ott from Datatex Investment Services IncOct 6, 2021 · RIA to affiliated broker-dealer or bank
- Phillip Kimball Carver from Datatex Investment Services IncJan 12, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wolfrum And Co.Apr 11, 2024 · Indianapolis, In
- 2 joined from Datatex Investment Services IncMar 28, 2023 · Dwight, Il
- 13 joined from Datatex Investment Services IncMar 28, 2023 · Clayton, Mo · Firm absorbed
- 2 joined from Datatex Investment Services IncMar 28, 2023 · Cordova, Tn
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mindshare Smallcap Turnaround Growth Fund, LLCno longer reported | Private Equity Fund | $1.6M | 4 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Lewis Robert Chambers · Managing Directorcontrolsince 11/2000 · owns 75% or more
- Cory Christopher O'Connell · Chief Compliance Officercontrolsince 06/2006 · owns less than 5%
- Barry Michael Rowan · President Shareholdercontrolsince 10/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
- Huntleigh Securities Corporationbroker-dealern
- K. W. Chambers & Co.broker-dealern
Advisers that list Huntleigh Advisors, Inc. as a related person
- 105440 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 63 | 5 | 0 | ||
| Belleville, Il | 7 | 0 | 0 | ||
| Dwight, Il | 5 | 0 | 0 | ||
| Chesterfield, Mo | 4 | 1 | 0 | ||
| Clayton, Mo | 3 | 0 | 0 | ||
| Fishers, In | 3 | 0 | 0 | ||
| Memphis, Tn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Belleville, IL7 employees
- Dwight, IL6 employees
- Memphis, TN4 employees
- Chesterfield, MO4 employees
- O'Fallon, IL2 employees
- Houston, TX1 employees
- Jefferson City, MO1 employees
- Greenwood, AR1 employees
- Fishers, IN1 employees
What changed
consecutive filings, newest first
- Accounts · 1,628 to 1,838Nov 5, 2025 to Mar 30, 2026
- Charity clients · 6 to 11Nov 5, 2025 to Mar 30, 2026
- Corporate clients · 17 to 19Nov 5, 2025 to Mar 30, 2026
- HNW clients · 125 to 161Nov 5, 2025 to Mar 30, 2026
- Individual clients · 1,472 to 1,634Nov 5, 2025 to Mar 30, 2026
- Pension plan clients · 8 to 13Nov 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $618M to $772MNov 5, 2025 to Mar 30, 2026
- HNW RAUM · $269M to $365MNov 5, 2025 to Mar 30, 2026
- Individual RAUM · $333M to $382MNov 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $8.6M to $9.7MNov 5, 2025 to Mar 30, 2026
- Pension RAUM · $4.6M to $6.5MNov 5, 2025 to Mar 30, 2026
- RAUM · $626M to $782MNov 5, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Jul 28, 2025 to Nov 5, 2025
- Accounts · 1,422 to 1,628Dec 5, 2024 to Mar 21, 2025
- Advisory employees · 53 to 55Dec 5, 2024 to Mar 21, 2025
- BD registered reps · 49 to 51Dec 5, 2024 to Mar 21, 2025
- Charity clients · 13 to 6Dec 5, 2024 to Mar 21, 2025
- Corporate clients · 18 to 17Dec 5, 2024 to Mar 21, 2025
- HNW clients · 78 to 125Dec 5, 2024 to Mar 21, 2025
- Individual clients · 1,309 to 1,472Dec 5, 2024 to Mar 21, 2025
- Pension plan clients · unset to 8.0Dec 5, 2024 to Mar 21, 2025
- Employees · 53 to 55Dec 5, 2024 to Mar 21, 2025
- State-registered IARs · 53 to 55Dec 5, 2024 to Mar 21, 2025
- Discretionary RAUM · $444M to $618MDec 5, 2024 to Mar 21, 2025
- HNW RAUM · $153M to $269MDec 5, 2024 to Mar 21, 2025
- Individual RAUM · $270M to $333MDec 5, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $1.2M to $8.6MDec 5, 2024 to Mar 21, 2025
- Pension RAUM · unset to 4622102.0Dec 5, 2024 to Mar 21, 2025
- RAUM · $445M to $626MDec 5, 2024 to Mar 21, 2025
- Other offices · 10 to 9Apr 15, 2024 to Aug 23, 2024
- Accounts · 1,354 to 1,422Mar 29, 2023 to Mar 14, 2024
- Advisory employees · 54 to 53Mar 29, 2023 to Mar 14, 2024
- BD registered reps · 51 to 49Mar 29, 2023 to Mar 14, 2024
- Charity clients · unset to 13.0Mar 29, 2023 to Mar 14, 2024
- Corporate clients · 16 to 18Mar 29, 2023 to Mar 14, 2024
- HNW clients · 57 to 78Mar 29, 2023 to Mar 14, 2024
- Individual clients · 1,260 to 1,309Mar 29, 2023 to Mar 14, 2024
- Pension plan clients · 18.0 to unsetMar 29, 2023 to Mar 14, 2024
- Employees · 54 to 53Mar 29, 2023 to Mar 14, 2024
- State-registered IARs · 54 to 53Mar 29, 2023 to Mar 14, 2024
Signals
12 dated events
- Huntleigh Advisors, Inc. reported RAUM $626.5M, up 41% from $445.4M (2024-12-05 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- 2 advisors left Wolfrum And CO. (Indianapolis, IN) for Huntleigh Advisors, Inc. on the same dayApr 11, 2024 · Team lift-out · derived
- Matthew Joseph Ott left Huntleigh Advisors, Inc. for Krilogy (registered 2024-03-11)Mar 18, 2024 · Advisor changed firm · fact
- Valerie Kay Brennan left Huntleigh Advisors, Inc. for Cbiz Investment Advisory Services, Llc (registered 2023-10-30)Oct 27, 2023 · Advisor changed firm · fact
- Huntleigh Advisors, Inc. reported 11 offices beyond its principal office, up from 0 (2023-02-21 to 2023-03-28)Mar 28, 2023 · Office count change · derived
- Datatex Investment Services Inc's advisors moved to Huntleigh Advisors, Inc. (Clayton, MO): 14 of 23 registered, on the same dayMar 28, 2023 · Firm absorbed (people side) · derived
- 2 advisors left Datatex Investment Services Inc (Dwight, IL) for Huntleigh Advisors, Inc. on the same dayMar 28, 2023 · Team lift-out · derived
- 2 advisors left Datatex Investment Services Inc (Cordova, TN) for Huntleigh Advisors, Inc. on the same dayMar 28, 2023 · Team lift-out · derived
- Jack Martin Dow left Huntleigh Advisors, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-12-20)Aug 26, 2022 · Advisor changed firm · fact
- Corey Michael Stackhouse left Huntleigh Advisors, Inc. for Stackhouse Enterprises (registered 2022-05-26)Mar 14, 2022 · Advisor changed firm · fact
- Huntleigh Advisors, Inc. reported 57 state-registered advisory representatives, up from 35 (2021-03-18 to 2021-03-30)Mar 30, 2021 · Advisor headcount change · derived
- Huntleigh Advisors, Inc. reported 35 state-registered advisory representatives, up from 6 (2020-02-07 to 2020-03-27)Mar 27, 2020 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
- Huntleigh Advisors, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- HUNTLEIGHADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-236-2400reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $12.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026