DFX Intelligence
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Team lift-out
2 advisors left C••••• I••••••••• A••••••• L•• for I• N••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Edward Stockham | Charlotte, Nc | Jul 28, 2022 | Jul 29, 2022 |
| Jody Lynn Beene Smith | Pinehurst, Nc | Jul 28, 2022 | Jul 28, 2022 |
The rule
- Registrations ended
- Jul 28, 2022
- Registered next
- Jul 28, 2022 to Jul 29, 2022
- Branch state
- NC
- Cities
- 2, most in Charlotte, Nc
- Registered there that day
- 2,572 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape