DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Edward Stockham

Ia Network, LLCindependent RIACharlotte, Nc IA-onlyIAPD 1450631

Feed of 09/15/2026

At current firm

4 y

since Jul 29, 2022

In the industry

40 y

since Feb 21, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Certified Wealth Strategist®reportedianetwork.comfirm site, Sep 16, 2026
Professional profile: ianetwork.com/dt_team/charles-stockhamreportedianetwork.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Ia Network, LLC independent RIA current
since Jul 29, 2022 · Pinehurst, Nc
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Jul 28, 2022 · Charlotte, Nc
First Allied Advisory Services, Inc. former
Jul 2, 2012 to Nov 12, 2020 · Pinehurst, Nc
First Allied Securities, Inc. former
Apr 29, 2002 to Jul 2, 2012 · Pinehurst, Nc

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Ia Network, LLC
left Jul 28, 2022, registered Jul 29, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
First Allied Securities, Inc. to First Allied Advisory Services, Inc.
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move

Signals

Charles Edward Stockham left Cetera Investment Advisers Llc for Ia Network, Llc (registered 2022-07-29)
Jul 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address