DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left C••••• I••••••••• A••••••• L•• for E••• W••• W••••• A••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Jai Linh HuynhPasadena, CaJul 29, 2026Jul 29, 2026
Ericson ShiBeverly Hills, CaJul 31, 2026Aug 3, 2026
William Reimer LavelleBeverly Hills, CaJul 31, 2026Aug 3, 2026
Chingpao ChangPasadena, CaAug 4, 2026Aug 5, 2026
Wei JingPasadena, CaAug 5, 2026Aug 31, 2026
The rule
Registrations ended
Jul 29, 2026 to Aug 5, 2026
Registered next
Jul 29, 2026 to Aug 31, 2026
Branch state
CA
Cities
2, most in Pasadena, Ca
Registered there that day
10,350 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of C••••• I••••••••• A••••••• L••Other teams into E••• W••• W••••• A••••••• L••