DFX Intelligence
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Firm absorbed
3 advisors left G••••• P•••••••• S••••••••• I••• for E•••••• C•••••• M••••••••• L••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Bourret | Hartford, Ct | Dec 13, 2022 | Mar 10, 2023 |
| Lazaro Guzman | Hartford, Ct | Dec 13, 2022 | Feb 21, 2023 |
| Scott Johnson | Hartford, Ct | Dec 13, 2022 | Feb 21, 2023 |
The rule
- Registrations ended
- Dec 13, 2022
- Registered next
- Feb 21, 2023 to Mar 10, 2023
- Branch state
- CT
- Cities
- 1, most in Hartford, Ct
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- a succession within a year (Feb 1, 2023), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.