DFX Intelligence
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Team lift-out
3 advisors left S••••• B••••• • H••••• for C••••••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander I Crevi | Naples, Fl | Dec 14, 2023 | Jun 23, 2023 |
| Keith William Minogue | Naples, Fl | Dec 14, 2023 | Mar 31, 2023 |
| Scott Havens Newhall | Naples, Fl | Dec 14, 2023 | Mar 31, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 14, 2023
- Registered next
- Mar 31, 2023 to Jun 23, 2023
- Branch state
- FL
- Cities
- 1, most in Naples, Fl
- Registered there that day
- 16 (people still on IAPD; an estimate)
- Share of that headcount
- 19%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm