DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Segall Bryant & Hamill
Legal name Segall Bryant & Hamill, LLC
Latest filing Jul 13, 2026
First filing on the tape Mar 29, 2012 · 47 filings
SEC status approved since Aug 10, 1994
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
12%
$2.7B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$11B
derived; firm RAUM over IAPD count
Employees
161
51 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
5
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$23B as of Jul 13, 2026
Mar 29, 2012$7.9B then
HNW client RAUM$1.0B as of Jul 13, 2026
Mar 28, 2018$3.2B then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Mar 27, 20137 then
Employees (5.A)161 as of Jul 13, 2026
Mar 27, 201359 then
Private funds5 as of Jul 13, 2026
Mar 29, 20123 then
RAUM +6.4% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- $11BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2,669derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $8.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 80.5derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$4.1B19%
- Pension and profit-sharing plans$3.7B17%
- Insurance companies$2.8B13%
- Other investment advisers$2.2B10%
- State and municipal entities$1.9B8.7%
- Individuals$1.7B7.6%
- Pooled investment vehicles$1.6B7.2%
- Corporations and businesses$1.5B7.0%
- Charitable organizations$1.3B6.2%
- High-net-worth individuals$1.0B4.7%
- Individual clients
- 5,156reported
- HNW clients
- 181reported
- Pension plan clients
- 102reported
- Charitable clients
- 88reported
- Accounts
- 2,770reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.3B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.12 fund_share=0.35 institutional_share=0.43 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Howard L Blum | New York, Ny | Nov 25, 2025 | 18 y | 1 |
| Jesse Eli King | Chicago, Il | Dec 18, 2025 | 10 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount17 left over 36 months
Left, latest
- Ralph Marvin Segall to CorientJan 12, 2026 · Other
- John Gray Youngman to Osprey Private Wealth LLCJun 3, 2024 · Other
- Scott Havens Newhall to CorientDec 14, 2023 · Other
- Jeffrey Robert Rode to CorientDec 14, 2023 · Other
- Meghan Shay O'Donnell to CorientDec 14, 2023 · Other
- Glenn Tammen Rippey to CorientDec 14, 2023 · Other
- Keith William Minogue to CorientDec 14, 2023 · Other
- Timothy Robert Rich to CorientDec 14, 2023 · Other
- Thomas Patrick Mcgrath to CorientDec 14, 2023 · Other
- Victoria Kelso Cunningham to CorientDec 14, 2023 · Other
- John Christopher Harrington to CorientDec 14, 2023 · Other
- Jeffrey Lawrence Slepian to CorientDec 14, 2023 · Other
- John Merrill Lafferty to CorientDec 14, 2023 · Other
- Chad Aaron Mcdonnell to CorientDec 14, 2023 · Other
- Alexander I Crevi to CorientDec 14, 2023 · Other
Joined, latest
- Jesse Eli King from Alera Investment Advisors, LLCDec 18, 2025 · Other
- Howard L Blum from Princeton Value Partners LLCNov 25, 2025 · Other
- John Gray Youngman from CorientDec 15, 2023 · Other
- Alexander I Crevi from Rothschild InvestmentJul 27, 2021 · RIA to RIA
- Chad Aaron Mcdonnell from Denver InvestmentsJun 20, 2018 · Other
- Glenn Tammen Rippey from Denver InvestmentsJun 18, 2018 · Other
- Timothy Robert Rich from Denver InvestmentsJun 18, 2018 · Other
- John Norman Roberts from Denver InvestmentsJun 18, 2018 · Other
- Scott Havens Newhall from Trees Investment Counsel LLCNov 6, 2015 · Other
Private funds
11 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Robert Jasper Frontz · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- B Carolyn Goldhaber · Presidentcontrolsince 04/2021 · owns less than 5%
- Alan Paul Lythberg · Chief Operations Officercontrolsince 01/2013 · owns less than 5%
- Marvin Ralph Segall · Chief Investment Officercontrolsince 07/1994 · owns less than 5%
Entity owners
- Corient Management LLC · Ownerdirect · owns 75% or more
- Ci Financial Corp · Owner & Parent Company Corient Holdings Inc.indirect · owns 75% or more of Corient Holdings Inc
- Corient Holdings Inc · Ownerindirect · owns 75% or more of Corient Management LLC
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 2 | 2 | 1 | ||
| New York, Ny | 1 | 1 | 2 | ||
| Denver, Co | 0 | 0 | 0 | ||
| Naples, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO14 employees
- Ardmore, PA5 employees
- New York, NY5 employees
- Chesterfield, MO2 employees
- New York, NY2 employees
- Providence, RI
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Apr 6, 2026employees (Item 5.A) moved from 98.0 to 161.0 (+64.0%) between the annual amendments of 2025-03-31 and 2026-04-06; the peer median change was +3.0% (111 comparable advisers, 98.0th percentile of changes)peers: other advisers, $20B and over (111) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2,991 to 2,770Jan 12, 2026 to Mar 31, 2026
- Advisory employees · 50 to 51Jan 12, 2026 to Mar 31, 2026
- BD registered reps · 16 to 13Jan 12, 2026 to Mar 31, 2026
- Charity clients · 76 to 88Jan 12, 2026 to Mar 31, 2026
- Corporate clients · 53 to 67Jan 12, 2026 to Mar 31, 2026
- HNW clients · 261 to 181Jan 12, 2026 to Mar 31, 2026
- Individual clients · 4,520 to 5,156Jan 12, 2026 to Mar 31, 2026
- Pension plan clients · 115 to 102Jan 12, 2026 to Mar 31, 2026
- Pooled vehicle clients · 8 to 14Jan 12, 2026 to Mar 31, 2026
- Assets in custody · 49363253.0 to unsetJan 12, 2026 to Mar 31, 2026
- Custody of client assets · true to falseJan 12, 2026 to Mar 31, 2026
- Employees · 98 to 161Jan 12, 2026 to Mar 31, 2026
- Insurance-licensed employees · 5 to 0Jan 12, 2026 to Mar 31, 2026
- Financial planning clients · 0 to Jan 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $21B to $23BJan 12, 2026 to Mar 31, 2026
- HNW RAUM · $1.3B to $1.0BJan 12, 2026 to Mar 31, 2026
- Individual RAUM · $1.4B to $1.7BJan 12, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $4,777 to $14.5MJan 12, 2026 to Mar 31, 2026
- Pension RAUM · $4.1B to $3.7BJan 12, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $866M to $1.6BJan 12, 2026 to Mar 31, 2026
- RAUM · $21B to $23BJan 12, 2026 to Mar 31, 2026
- Wrap assets (manager) · $1.3B to $1.3BJan 12, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 10, 2025
- Accounts · 1,198 to 2,991Nov 20, 2024 to Mar 31, 2025
- Advisory employees · 51 to 50Nov 20, 2024 to Mar 31, 2025
- BD registered reps · 15 to 16Nov 20, 2024 to Mar 31, 2025
- Charity clients · 61 to 76Nov 20, 2024 to Mar 31, 2025
- Corporate clients · 14 to 53Nov 20, 2024 to Mar 31, 2025
- HNW clients · 44 to 261Nov 20, 2024 to Mar 31, 2025
- Individual clients · 125 to 4,520Nov 20, 2024 to Mar 31, 2025
- Pension plan clients · 109 to 115Nov 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 8Nov 20, 2024 to Mar 31, 2025
- Assets in custody · $54.6M to $49.4MNov 20, 2024 to Mar 31, 2025
- Employees · 110 to 98Nov 20, 2024 to Mar 31, 2025
- Insurance-licensed employees · 6 to 5Nov 20, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 0Nov 20, 2024 to Mar 31, 2025
- Other offices · 6 to 4Nov 20, 2024 to Mar 31, 2025
- Private funds · 7 to 5Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $17B to $21BNov 20, 2024 to Mar 31, 2025
- HNW RAUM · $432M to $1.3BNov 20, 2024 to Mar 31, 2025
Signals
32 dated events
- Ralph Marvin Segall left Segall Bryant & Hamill for Corient (registered 2023-03-31)Jan 12, 2026 · Advisor changed firm · fact
- Amy Kong no longer registered at Segall Bryant & Hamill; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
- Edwin Wells Beck no longer registered at Segall Bryant & Hamill; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
- John Gray Youngman left Segall Bryant & Hamill for Osprey Private Wealth Llc (registered 2024-07-17)Jun 3, 2024 · Advisor changed firm · fact
- Segall Bryant & Hamill reported 4 state-registered advisory representatives, down from 15 (2023-08-08 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Robert Jasper Frontz (Chief Compliance Officer) appeared on Schedule A of Segall Bryant & HamillMar 28, 2024 · Control person joined · fact
- Chad Aaron Mcdonnell left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Timothy Robert Rich left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Scott Havens Newhall left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Meghan Shay O'Donnell left Segall Bryant & Hamill for Corient (registered 2025-01-01)Dec 14, 2023 · Advisor changed firm · fact
- Glenn Tammen Rippey left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Keith William Minogue left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Alexander I Crevi left Segall Bryant & Hamill for Corient (registered 2023-06-23)Dec 14, 2023 · Advisor changed firm · fact
- John Merrill Lafferty left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Jeffrey Lawrence Slepian left Segall Bryant & Hamill for Corient (registered 2023-08-04)Dec 14, 2023 · Advisor changed firm · fact
- Charles Alfred Bryant left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Jeffrey Robert Rode left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- John Christopher Harrington left Segall Bryant & Hamill for Corient (registered 2023-10-05)Dec 14, 2023 · Advisor changed firm · fact
- John Norman Roberts left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- Thomas Patrick Mcgrath left Segall Bryant & Hamill for Corient (registered 2023-04-10)Dec 14, 2023 · Advisor changed firm · fact
- Victoria Kelso Cunningham left Segall Bryant & Hamill for Corient (registered 2023-03-31)Dec 14, 2023 · Advisor changed firm · fact
- 6 advisors left Segall Bryant & Hamill (Chicago, IL) for Corient on the same dayDec 14, 2023 · Team lift-out · derived
- 6 advisors left Segall Bryant & Hamill (Denver, CO) for Corient on the same dayDec 14, 2023 · Team lift-out · derived
- 3 advisors left Segall Bryant & Hamill (Naples, FL) for Corient on the same dayDec 14, 2023 · Team lift-out · derived
- Segall Bryant & Hamill reported RAUM $15.4B, down 40% from $25.6B (2022-07-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Leon Philip Hildebrandt (Chief Executive Officer) no longer on Schedule A of Segall Bryant & Hamill (listed 2022-07-01, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- B Carolyn Goldhaber (Chief Financial Officer) appeared on Schedule A of Segall Bryant & HamillMay 11, 2021 · Control person joined · fact
- Dee Carl Thoma (Member, Management Committee) no longer on Schedule A of Segall Bryant & Hamill (listed 2021-03-30, absent 2021-05-11)May 11, 2021 · Control person left · inference
- Alfred Charles Bryant (Owner) no longer on Schedule A of Segall Bryant & Hamill (listed 2021-03-30, absent 2021-05-11)May 11, 2021 · Control person left · inference
- Mark Lee Mitchell (Member, Management Committee) no longer on Schedule A of Segall Bryant & Hamill (listed 2021-03-30, absent 2021-05-11)May 11, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Segall Bryant & Hamill · Independent Sponsorsshared crd · capital_provider
- Segall Bryant & Hamill · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/segall-bryant-&-hamillreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CISBH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-800-836-4265reportedpublic record, Form ADV, Jul 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026