DFX Intelligence
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Firm absorbed
9 advisors left I•••••••• C••••••• L•• for C••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adrian Sancho | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Henry Paul Renard | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Lauren E. Waldo | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Michael C. Ajello | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Philip S. Lawrence | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Richard Chesterton | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Richard Wells Hagner | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Robert Kent Maddock | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
| Thomas Bridges Dickey | New York, Ny | Mar 31, 2023 | Jan 27, 2023 |
The rule
- Registrations ended
- Mar 31, 2023
- Registered next
- Jan 27, 2023
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 9 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm