DFX Intelligence
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Firm absorbed
11 advisors left G•••• A•• G••••••••• L••••• for C••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Samuel Gofen | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Daniel John Sobol | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| James Gordon Borovsky | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| John Joseph Ptak | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Joseph Berkson Glossberg | Chicago, Il | Mar 31, 2023 | Jan 3, 2023 |
| Julie Roman | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Mary Patricia Mckinley | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Michael A Benoit | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Molly Bergin Carl | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
| Peter Behr Kupferberg | Chicago, Il | Mar 31, 2023 | Jan 3, 2023 |
| Scott Jarrett Frazin | Chicago, Il | Mar 31, 2023 | Dec 22, 2022 |
The rule
- Registrations ended
- Mar 31, 2023
- Registered next
- Dec 22, 2022 to Jan 3, 2023
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm