RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A• B•••••
- C•••••• independent RIA currentsince Dec 22, 2022 · Chicago, Il
- G•••• A•• G••••••••• L••••• formerOct 26, 2021 to Mar 31, 2023 · Chicago, Il
- C••••• S••••• S••••••••• •••• L•• formerJul 21, 2003 to Feb 20, 2009 · Chicago, Il
- G•••• A•• G••••••••• L••••• to C••••••left Mar 31, 2023, registered Dec 22, 2022 (-99 days) · RIA to RIA · moved with a team
- C••••• S••••• S••••••••• •••• L•• to G•••• A•• G••••••••• L•••••left Feb 20, 2009, registered Oct 26, 2021 (4631 days) · Other
- M•••••• A• B••••• left G•••• A•• G••••••••• L••••• for Corient (registered 2022-12-22)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address