DFX Intelligence
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Firm absorbed
3 advisors left B••••• W••••••••• I••• for B••••• W••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Geoffrey Allan Hall | Raleigh, Nc | Feb 17, 2021 | Feb 18, 2021 |
| Jared B Korver | Raleigh, Nc | Feb 17, 2021 | Feb 18, 2021 |
| Ryan Thomas Smith | Raleigh, Nc | Feb 17, 2021 | Feb 18, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 17, 2021
- Registered next
- Feb 18, 2021
- Branch state
- NC
- Cities
- 1, most in Raleigh, Nc
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Jan 15, 2021), not necessarily this firm