DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• W••••••••• L••
Latest filing Jan 20, 2026
First filing on the tape Jan 15, 2021 · 15 filings
SEC status approved since Feb 16, 2021
RAUM
$308M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$308M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.7M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$308M as of Jan 20, 2026
Jan 24, 2022$236M then
HNW client RAUM$190M as of Jan 20, 2026
Jan 24, 2022$115M then
State-registered IARs (5.B.3)5 as of Jan 20, 2026
Jan 24, 20224 then
Employees (5.A)6 as of Jan 20, 2026
Jan 24, 20225 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 182derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $339,562derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $94.1M, 208 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$190M61%
- Individuals$119M39%
- Individual clients
- 799reported
- HNW clients
- 109reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 908reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $94.1M for 208 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• T••••• S••••Certified Financial Planner | Raleigh, Nc | Feb 18, 2021 | 19 y | 5 |
| J•••• B• K•••••Certified Financial Planner | Raleigh, Nc | Feb 18, 2021 | 12 y | 1 |
| G••••••• A•••• H•••Certified Financial Planner | Raleigh, Nc | Feb 18, 2021 | 30 y | 3 |
| D••••• R••• L••••Certified Financial Planner | Raleigh, Nc | Mar 16, 2023 | 10 y | 3 |
| E•••• B•••••••• M•••••Certified Financial Planner | Raleigh, Nc | Mar 26, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• R••• L•••• from Z••• F••••••••Mar 16, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from B••••• W••••••••• I•••Feb 17, 2021 · Raleigh, Nc · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• G•••••••• A•••• · Member, Ownercontrolsince 01/2021 · owns 25% to 50%
- H•••• P•••••••• A•• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- K•••••• J••••• B• · Member, Ownercontrolsince 01/2021 · owns 25% to 50%
- S••••• R•••• T••••• · Member, Ownercontrolsince 01/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Jan 20, 2026HNW share of RAUM moved from 46.0% to 61.0% between the annual amendments of 2025-01-17 and 2026-01-20peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 879 to 908Jan 17, 2025 to Jan 20, 2026
- HNW clients · 55 to 109Jan 17, 2025 to Jan 20, 2026
- Individual clients · 825 to 799Jan 17, 2025 to Jan 20, 2026
- Assets in custody · $89.3M to $94.1MJan 17, 2025 to Jan 20, 2026
- Discretionary RAUM · $261M to $306MJan 17, 2025 to Jan 20, 2026
- HNW RAUM · $121M to $190MJan 17, 2025 to Jan 20, 2026
- Individual RAUM · $142M to $119MJan 17, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $1.8M to $2.0MJan 17, 2025 to Jan 20, 2026
- RAUM · $263M to $308MJan 17, 2025 to Jan 20, 2026
- Accounts · 858 to 879Feb 1, 2024 to Jan 17, 2025
- HNW clients · 47 to 55Feb 1, 2024 to Jan 17, 2025
- Individual clients · 811 to 825Feb 1, 2024 to Jan 17, 2025
- Assets in custody · $71.6M to $89.3MFeb 1, 2024 to Jan 17, 2025
- Employees · 7 to 6Feb 1, 2024 to Jan 17, 2025
- Financial planning clients · 1-10 to 1-10Feb 1, 2024 to Jan 17, 2025
- Discretionary RAUM · $225M to $261MFeb 1, 2024 to Jan 17, 2025
- HNW RAUM · $95.5M to $121MFeb 1, 2024 to Jan 17, 2025
- Individual RAUM · $132M to $142MFeb 1, 2024 to Jan 17, 2025
- Non-discretionary RAUM · $1.6M to $1.8MFeb 1, 2024 to Jan 17, 2025
- RAUM · $227M to $263MFeb 1, 2024 to Jan 17, 2025
- Advisory employees · 4 to 5Jan 19, 2024 to Feb 1, 2024
- State-registered IARs · 4 to 5Jan 19, 2024 to Feb 1, 2024
- Accounts · 847 to 858Jun 30, 2023 to Jan 19, 2024
- Advisory employees · 3 to 4Jun 30, 2023 to Jan 19, 2024
- HNW clients · 65 to 47Jun 30, 2023 to Jan 19, 2024
- Individual clients · 782 to 811Jun 30, 2023 to Jan 19, 2024
- Assets in custody · $62.1M to $71.6MJun 30, 2023 to Jan 19, 2024
- Employees · 6 to 7Jun 30, 2023 to Jan 19, 2024
- Discretionary RAUM · $197M to $225MJun 30, 2023 to Jan 19, 2024
- HNW RAUM · $96.5M to $95.5MJun 30, 2023 to Jan 19, 2024
- Individual RAUM · $103M to $132MJun 30, 2023 to Jan 19, 2024
- Non-discretionary RAUM · $2.6M to $1.6MJun 30, 2023 to Jan 19, 2024
- RAUM · $199M to $227MJun 30, 2023 to Jan 19, 2024
- Accounts · 840 to 847Jan 10, 2023 to Mar 17, 2023
- HNW clients · 60 to 65Jan 10, 2023 to Mar 17, 2023
- Individual clients · 780 to 782Jan 10, 2023 to Mar 17, 2023
- Employees · 5 to 6Jan 10, 2023 to Mar 17, 2023
- State-registered IARs · 3 to 4Jan 10, 2023 to Mar 17, 2023
- Discretionary RAUM · $190M to $197MJan 10, 2023 to Mar 17, 2023
- HNW RAUM · $25.9M to $96.5MJan 10, 2023 to Mar 17, 2023
Signals
2 dated events
- B••••• W••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 15, 2021 · Succession (Item 4) · fact
- B••••• W••••••••• L•• filed its initial SEC registration (Form ADV)Jan 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 919-821-5225reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/beacon-wealthcarereportedpublic record, Form ADV, Sep 18, 2026
- Website
- beaconwc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-821-5225reportedpublic record, Form ADV, Jan 20, 2026
- Team page
- beaconwc.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026