RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• T••••• S••••
- B••••• W••••••••• L•• independent RIA currentsince Feb 18, 2021 · Raleigh, Nc
- B••••• W••••••••• I••• formerFeb 3, 2018 to Feb 17, 2021 · Raleigh, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 14, 2013 to Feb 2, 2018 · Cary, Nc
- L•• F•••••••• L•• BD affiliatedJan 4, 2012 to Nov 14, 2013 · Cary, Nc
- S••••••• F•••••••• S•••••••• I••• formerJun 16, 2011 to Dec 13, 2011 · Raleigh, Nc
- L•• F•••••••• L•• BD affiliatedJun 27, 2008 to Jun 3, 2011 · Danvers, Ma
- B••••• W••••••••• I••• to B••••• W••••••••• L••left Feb 17, 2021, registered Feb 18, 2021 (1 days) · channel change inside one enterprise, not a move · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••••• W••••••••• I•••left Feb 2, 2018, registered Feb 3, 2018 (1 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 14, 2013, registered Nov 14, 2013 (0 days) · Other
- S••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 13, 2011, registered Jan 4, 2012 (22 days) · Other
- L•• F•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jun 3, 2011, registered Jun 16, 2011 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address