DFX Intelligence
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Team lift-out
2 advisors left S••• for A••••• T••••• P•••••• W•••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Hugh Swift | Los Angeles, Ca | Feb 2, 2021 | Feb 2, 2021 |
| Kathleen Ann Adams | Los Angeles, Ca | Feb 2, 2021 | Feb 2, 2021 |
The rule
- Registrations ended
- Feb 2, 2021
- Registered next
- Feb 2, 2021
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 61 (people still on IAPD; an estimate)
- Share of that headcount
- 3.3%
- Succession by the destination
- none on the tape