DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ashton Thomas Private Wealth
Legal name Ashton Thomas Private Wealth, LLC
Latest filing Aug 24, 2026
First filing on the tape Feb 9, 2012 · 90 filings
SEC status approved since Jun 15, 2010
RAUM
$6.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$5.9B individuals and HNW
Advisors
98
registered through the firm on IAPD
RAUM per advisor
$61.3M
derived; firm RAUM over IAPD count
Employees
93
63 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
90 filings and snapshots on the tape
RAUM$6.0B as of Aug 24, 2026
Feb 9, 2012$132M then
HNW client RAUM$5.2B as of Aug 24, 2026
Mar 29, 2018$139M then
State-registered IARs (5.B.3)63 as of Aug 24, 2026
Feb 9, 20120 then
Employees (5.A)93 as of Aug 24, 2026
Mar 22, 201311 then
Private funds: no history
RAUM +48% over the last fiscal year+44% a year over threeIARs 35 to 63offices 23 to 25
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $61.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $762,720derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 3.8derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- +80%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $2.3BreportedItem 5.I
- Custody
- $6.0B, 3,229 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.2B87%
- Individuals$642M11%
- Corporations and businesses$109M1.8%
- Charitable organizations$39.9M0.7%
- Pension and profit-sharing plans$816,5530.0%
- Individual clients
- 1,983reported
- HNW clients
- 1,198reported
- Pension plan clients
- 1reported
- Charitable clients
- 11reported
- Accounts
- 7,879reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $6.0B for 3,229 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=26.0derived
Advisors registered through the firm
98 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Aaron Brodt | Scottsdale, Az | Jun 16, 2010 | 21 y | 2 |
| John Clark Morzelewski | Scottsdale, Az | Jun 20, 2011 | 30 y | 1 |
| Ryan Michael LovettCertified Financial Planner | Scottsdale, Az | Mar 28, 2013 | 15 y | 0 |
| Teresa Flores | Scottsdale, Az | Feb 3, 2016 | 26 y | 3 |
| Karen Wozniak McdadeCertified Financial Planner | Tucson, Az | Aug 16, 2016 | 34 y | 2 |
| Lance Taylor Knight | Scottsdale, Az | Jul 27, 2018 | 26 y | 2 |
| Justin Limmer | Scottsdale, Az | Oct 17, 2018 | 27 y | 2 |
| Howard Eugene Cox | Chandler, Az | Aug 16, 2019 | 34 y | 1 |
| John Bratton DuboseCertified Financial Planner | Bozeman, Mt | Oct 18, 2019 | 32 y | 3 |
| Rebecca Jean DammannCertified Financial Planner | Bozeman, Mt | Oct 18, 2019 | 14 y | 2 |
| Kodi Alexander Thruston | Scottsdale, Az | Oct 21, 2019 | 10 y | 0 |
| Wills F Marcello | Scottsdale, Az | Dec 26, 2019 | 12 y | 0 |
| Kerry Clifford SevernCertified Financial Planner | Draper, Ut | Jan 7, 2020 | 32 y | 3 |
| Jason Michael BuchananCertified Financial Planner | Scottsdale, Az | Jun 3, 2020 | 20 y | 2 |
| Richard A Garber | Scottsdale, Az | Oct 22, 2020 | 34 y | 2 |
| Michael Justin Porter | Scottsdale, Az | Apr 28, 2021 | 24 y | 2 |
| Katherine Ann Johnson | Casper, Wy | May 20, 2021 | 29 y | 0 |
| Scott Michael Knutson | Scottsdale, Az | Nov 4, 2021 | 32 y | 2 |
| Martin James Lewis | Helena, Mt | Nov 4, 2021 | 38 y | 2 |
| Michael Jason WongPersonal Financial Specialist, Chartered Financial Analyst | Scottsdale, Az | Nov 4, 2021 | 37 y | 1 |
| Richard Bruce PyleChartered Financial Consultant | Tucson, Az | Feb 24, 2022 | 11 y | 2 |
| Deanna Tierney | Helena, Mt | Aug 23, 2022 | 26 y | 2 |
| Garett Lyle Folkers | Aberdeen, Wa | Nov 8, 2022 | 26 y | 1 |
| Kristine Dawn Lantz | Tucson, Az | Dec 13, 2022 | 25 y | 4 |
| John Christopher MccloskeyCertified Financial Planner | Scottsdale, Az | Feb 16, 2023 | 19 y | 5 |
| Karl William Schwinck | Denver, Co | Feb 16, 2023 | 33 y | 2 |
| Nicholas Jose De La VaraChartered Financial Analyst | Scottsdale, Az | Mar 16, 2023 | 11 y | 0 |
| Gaylord Brickwood LymanChartered Financial Analyst | Portland, Or | Apr 3, 2023 | 29 y | 2 |
| Shawn Michael PorterCertified Financial Planner | Scottsdale, Az | Aug 10, 2023 | 25 y | 1 |
| Daniel Robert Meier | Scottsdale, Az | Sep 11, 2023 | 21 y | 3 |
| Daniel Eric Fontenot | Helena, Mt | Oct 11, 2023 | 13 y | 0 |
| April Cardoza | Helena, Mt | Nov 29, 2023 | 13 y | 4 |
| Cory Blaine Schauer | Scottsdale, Az | Jan 11, 2024 | 10 y | 1 |
| C Christopher Stafford | Boston, Ma | Jan 12, 2024 | 34 y | 2 |
| Angela Marie Johnson | Grand Junction, Co | Feb 16, 2024 | 24 y | 3 |
| Nicolaus David Barth Hansen | Scottsdale, Az | Feb 16, 2024 | 13 y | 1 |
| Theodore William Mcdonagh | New York, Ny | Mar 11, 2024 | 29 y | 2 |
| Justine Kinaj | Scottsdale, Az | Mar 11, 2024 | 10 y | 1 |
| Daniel Stephen Bauers | New York, Ny | Mar 11, 2024 | 17 y | 2 |
| Joshua Boyd May | Grand Junction, Co | Apr 23, 2024 | 11 y | 0 |
Advisor movement
5 left, 16 joined in 12 months
net +11 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.1% of current headcount13 left over 36 months
Left, latest
- Cade Robert Hammarquist to CorientJun 12, 2026 · RIA to RIA
- April Horace to G&S Capital LLCMay 4, 2026 · RIA to RIA
- David T. Hatfield to Amplify Financial, LLCFeb 10, 2026 · RIA to RIA
- Claudiu A. Barbos to Amplify Financial, LLCNov 17, 2025 · Other
- Brandon J Cromer to Accurate Wealth Management, LLCNov 17, 2025 · RIA to RIA
- Bradley Brien Burr to Encompass More Asset Management LLCSep 2, 2025 · RIA to RIA
- Jay Robert Penney to Encompass More Asset Management LLCAug 19, 2025 · RIA to RIA
- Ines Seferi Kasdorf to Coastal Bridge AdvisorsJul 17, 2025 · RIA to RIA
- Jessica Nicole Peabody to Perigon Wealth Management, LLCMay 8, 2025 · RIA to RIA
- Ryan Dale Stevens to UBS Financial Services Inc.Apr 11, 2025 · RIA to wirehouse
- Kristopher Alan Heig to Bankers Life Advisory Services, Inc.Jan 31, 2025 · RIA to affiliated broker-dealer or bank
- Daniel Bennett to Columbia Advisory Partners, LLCOct 10, 2024 · RIA to RIA
- Sumit Handa to Arax Advisory PartnersJun 26, 2024 · RIA to RIA
- Albert Christopher Nassar to Axxcess Wealth Management, LLCApr 5, 2023 · RIA to RIA
- April Cardoza to D.A. Davidson & Co.Mar 8, 2023 · RIA to RIA
Joined, latest
- Nadejda Mocan from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 11, 2026 · Wirehouse to independent RIA
- Katherine Jane Gillette from The Ameriflex GroupApr 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Tyson Kim Murphy from Schwab Wealth Advisory, Inc.Mar 23, 2026 · Other
- Teresa Flores from Bcg Securities, Inc.Mar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Charles Ronald Burns from Pinnacle Peak Private Client Group, LLCMar 8, 2026 · RIA to RIA
- Tyler Edward Soria from Pinnacle Peak Private Client Group, LLCMar 4, 2026 · RIA to RIA
- Brian Patrick Jack from Bcg Securities, Inc.Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Matthew Joseph Figueroa from Bcg Securities, Inc.Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Collin Larry Rigler from Raymond James & Associates, Inc.Feb 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- James W Sumner from Fortitude Advisory Group L.L.C.Jan 6, 2026 · RIA to RIA
- Christopher A Quincy from United Planners' Financial Services Of America A Limited PartnerNov 13, 2025 · RIA to RIA
- Tyler Wallace Hagan from Day Hagan Asset ManagementOct 3, 2025 · Other
- Arthur Stuart Day from Day Hagan Asset ManagementOct 1, 2025 · Other
- Natalie Gayle Brown from Day Hagan Asset ManagementSep 30, 2025 · Other
- Regan Teague from Day Hagan Asset ManagementSep 30, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Encompass More Asset Management LLCAug 19, 2025 · Scottsdale, Az
- 2 left for Second 50 FinancialJun 30, 2022 · Manhattan Beach, Ca
- 5 joined from Day Hagan Asset ManagementDec 5, 2025 · Sarasota, Fl · Firm absorbed
- 2 joined from Svb WealthJun 10, 2025 · San Francisco, Ca
- 6 joined from Wells Fargo AdvisorsJan 22, 2025 · San Francisco, Ca
- 2 joined from Wells Fargo AdvisorsJun 13, 2024 · Denver, Co
- 4 joined from Wells Fargo AdvisorsJun 7, 2024 · Midland, Tx
- 2 joined from Wealthsource?Apr 4, 2024 · Grand Junction, Co
- 2 joined from Raymond James & Associates, Inc.Mar 12, 2024 · New York, Ny
- 2 joined from Wells Fargo AdvisorsFeb 22, 2023 · Colorado Springs, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Erica Bloudek · Coocontrolsince 01/2024 · owns less than 5%
- Paul Aaron Brodt · Ceocontrolsince 03/2010 · owns less than 5%
- Jolen Peggy Garcia · Chief Compliance Officercontrolsince 12/2014 · owns less than 5%
- J. Drinan Gorney · Chief Administrative Officer And General Counselcontrolsince 09/2024 · owns less than 5%
- Kevin Kading · Chief Financial Officercontrolsince 03/2026 · owns less than 5%
- Zbynek Kozelsky · Chief Operations Officercontrolsince 03/2026 · owns less than 5%
- Maria Heidi Brodt · Business Managersince 01/2013 · owns less than 5%
- T. David Hatfield · Chief Technology Officersince 12/2017 · owns less than 5%
- Leal Cynthia-Elaine Schlanger · Chief Compliance Officersince 01/2025 · owns less than 5%
Entity owners
- Ashton Thomas Management LLC · Memberdirect · owns 75% or more
- Arax Business Trust · Memberindirect · owns 75% or more of Arax Investment Partners, LLC
- Arax Investment Partners, LLC · Memberindirect · owns 75% or more of Arax Midco, LLC
- Arax Midco, LLC · Memberindirect · owns 75% or more of Arax Wealth Management, LLC
- Arax Wealth Management, LLC · Memberindirect · owns 50% to 75% of Ashton Thomas Management LLC
- Hana Holdings, LLC · Memberindirect · owns F of Ashton Thomas Management LLC
- Redbird Capital Partners Fund IV Genpar LLC · Trusteeindirect · owns F of Arax Business Trust
- Wealthvision, LLC · Memberindirect · owns F of Ashton Thomas Management LLC
Related persons
Schedule D 7.A
- Amplify Financial, LLCinvestment adviseryRAUM $231M
- Ashton Thomas Advisors LLCinvestment advisery
- Ashton Thomas Insurance Agency, LLCinsurancereal estatey
- Ashton Thomas Securities, LLCbroker-dealerinvestment adviseryRAUM $1.9B
Advisers that list Ashton Thomas Private Wealth as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 94 | 26 | 3 | ||
| San Francisco, Ca | 10 | 1 | 0 | ||
| Helena, Mt | 9 | 1 | 0 | ||
| New York, Ny | 6 | 1 | 0 | ||
| Midland, Tx | 6 | 1 | 0 | ||
| Sarasota, Fl | 5 | 5 | 0 | ||
| Boston, Ma | 5 | 3 | 0 | ||
| Tucson, Az | 5 | 0 | 0 | ||
| Casper, Wy | 4 | 0 | 0 | ||
| Denver, Co | 3 | 1 | 1 | ||
| Bozeman, Mt | 3 | 1 | 0 | ||
| Grand Junction, Co | 3 | 0 | 0 | ||
| Honolulu, Hi | 2 | 0 | 0 | ||
| Colorado Springs, Co | 2 | 0 | 1 | ||
| Draper, Ut | 2 | 0 | 0 | ||
| Aspen, Co | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 | ||
| Portland, Or | 2 | 1 | 0 | ||
| Billings, Mt | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Midland, TX5 employees
- Tucson, AZ4 employees
- Casper, WY4 employees
- Helena, MT3 employees
- New York, NY3 employees
- Colorado Springs, CO3 employees
- Denver, CO3 employees
- Grand Junction, CO3 employees
- Draper, UT2 employees
- Portland, OR2 employees
- Boston, MA2 employees
- Bozeman, MT2 employees
- , 1 employees
- Aberdeen, WA1 employees
- Billings, MT1 employees
- El Paso, TX1 employees
- Middleton, WI1 employees
- Saint Helena, CA1 employees
- Las Vegas, NV1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 24, 2026Kozelsky, Zbynek (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-04-30 and 2026-08-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 24, 2026Kading, Kevin (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-04-30 and 2026-08-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 24, 2026GORNEY, DRINAN, J. (CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL) appeared on Schedule A between the filings of 2024-04-30 and 2026-08-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 24, 2026Bloudek, Erica (COO) left Schedule A between the filings of 2024-04-30 and 2026-08-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 24, 2026GARCIA, PEGGY, JOLEN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-04-30 and 2026-08-24peers: independent wealth managers, $5B to $20B (289)
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 35.0 to 63.0 (+80.0%) between the annual amendments of 2025-04-28 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 6,733 to 7,879Feb 13, 2026 to Mar 31, 2026
- Advisory employees · 35 to 63Feb 13, 2026 to Mar 31, 2026
- Advisory activities · 5 to 6Feb 13, 2026 to Mar 31, 2026
- BD registered reps · 15 to 26Feb 13, 2026 to Mar 31, 2026
- Charity clients · 13 to 11Feb 13, 2026 to Mar 31, 2026
- Corporate clients · 16 to 36Feb 13, 2026 to Mar 31, 2026
- HNW clients · 874 to 1,198Feb 13, 2026 to Mar 31, 2026
- Individual clients · 1,654 to 1,983Feb 13, 2026 to Mar 31, 2026
- Pension plan clients · 10 to 1Feb 13, 2026 to Mar 31, 2026
- Assets in custody · $1.4B to $6.0BFeb 13, 2026 to Mar 31, 2026
- Employees · 114 to 93Feb 13, 2026 to Mar 31, 2026
- Insurance-licensed employees · 5 to 15Feb 13, 2026 to Mar 31, 2026
- Financial planning clients · 11-25 to 26-50Feb 13, 2026 to Mar 31, 2026
- State-registered IARs · 35 to 63Feb 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.0B to $6.0BFeb 13, 2026 to Mar 31, 2026
- HNW RAUM · $3.4B to $5.2BFeb 13, 2026 to Mar 31, 2026
- Individual RAUM · $570M to $642MFeb 13, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $4.7M to $4.3MFeb 13, 2026 to Mar 31, 2026
- Pension RAUM · $10.1M to $816,553Feb 13, 2026 to Mar 31, 2026
- RAUM · $4.1B to $6.0BFeb 13, 2026 to Mar 31, 2026
- Other offices · 23 to 25Nov 24, 2025 to Dec 4, 2025
- Financial planning clients · 11-25 to 11-25May 29, 2025 to Jun 11, 2025
- Accounts · 5,334 to 6,733Nov 12, 2024 to Apr 28, 2025
- Advisory employees · 55 to 35Nov 12, 2024 to Apr 28, 2025
- BD registered reps · 25 to 15Nov 12, 2024 to Apr 28, 2025
- Charity clients · 25 to 13Nov 12, 2024 to Apr 28, 2025
- Corporate clients · 59 to 16Nov 12, 2024 to Apr 28, 2025
- HNW clients · 658 to 874Nov 12, 2024 to Apr 28, 2025
- Individual clients · 1,380 to 1,654Nov 12, 2024 to Apr 28, 2025
- Pension plan clients · 31 to 10Nov 12, 2024 to Apr 28, 2025
- Assets in custody · $3.2M to $1.4BNov 12, 2024 to Apr 28, 2025
- Employees · 58 to 114Nov 12, 2024 to Apr 28, 2025
- State-registered IARs · 55 to 35Nov 12, 2024 to Apr 28, 2025
- Other offices · 22 to 23Nov 12, 2024 to Apr 28, 2025
- Discretionary RAUM · $2.9B to $4.0BNov 12, 2024 to Apr 28, 2025
- HNW RAUM · $2.1B to $3.4BNov 12, 2024 to Apr 28, 2025
- Individual RAUM · $540M to $570MNov 12, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $4.8M to $4.7MNov 12, 2024 to Apr 28, 2025
- Pension RAUM · $74.7M to $10.1MNov 12, 2024 to Apr 28, 2025
- RAUM · $2.9B to $4.1BNov 12, 2024 to Apr 28, 2025
Signals
40 dated events
- Cade Robert Hammarquist left Ashton Thomas Private Wealth for Corient (registered 2026-07-30)Jun 12, 2026 · Advisor changed firm · fact
- April Horace left Ashton Thomas Private Wealth for G&S Capital Llc (registered 2026-05-04)May 4, 2026 · Advisor changed firm · fact
- Ashton Thomas Private Wealth reported RAUM $6.0B, up 48% from $4.1B (2026-02-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Ashton Thomas Private Wealth reported 63 state-registered advisory representatives, up from 35 (2026-02-13 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- David T. Hatfield left Ashton Thomas Private Wealth for Amplify Financial, Llc (registered 2026-02-19)Feb 10, 2026 · Advisor changed firm · fact
- Day Hagan Asset Management's advisors moved to Ashton Thomas Private Wealth (Sarasota, FL): 5 of 5 registered, on the same dayDec 5, 2025 · Firm absorbed (people side) · derived
- Claudiu A. Barbos left Ashton Thomas Private Wealth for Amplify Financial, Llc (registered 2024-08-14)Nov 17, 2025 · Advisor changed firm · fact
- Brandon J Cromer left Ashton Thomas Private Wealth for Accurate Wealth Management, Llc (registered 2025-12-02)Nov 17, 2025 · Advisor changed firm · fact
- Bradley Brien Burr left Ashton Thomas Private Wealth for Encompass More Asset Management Llc (registered 2025-09-16)Sep 2, 2025 · Advisor changed firm · fact
- Jay Robert Penney left Ashton Thomas Private Wealth for Encompass More Asset Management Llc (registered 2025-08-25)Aug 19, 2025 · Advisor changed firm · fact
- 2 advisors left Ashton Thomas Private Wealth (Scottsdale, AZ) for Encompass More Asset Management LLC within 14 daysAug 19, 2025 · Team lift-out · derived
- Ines Seferi Kasdorf left Ashton Thomas Private Wealth for Coastal Bridge Advisors (registered 2025-10-29)Jul 17, 2025 · Advisor changed firm · fact
- 2 advisors left Svb Wealth (San Francisco, CA) for Ashton Thomas Private Wealth on the same dayJun 10, 2025 · Team lift-out · derived
- Jessica Nicole Peabody left Ashton Thomas Private Wealth for Perigon Wealth Management, Llc (registered 2025-06-12)May 8, 2025 · Advisor changed firm · fact
- Ashton Thomas Private Wealth reported RAUM $4.1B, up 40% from $2.9B (2024-11-12 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- Ashton Thomas Private Wealth reported 35 state-registered advisory representatives, down from 55 (2024-11-12 to 2025-04-28)Apr 28, 2025 · Advisor headcount change · derived
- Ryan Dale Stevens left Ashton Thomas Private Wealth for Ubs Financial Services Inc. (registered 2025-04-11)Apr 11, 2025 · Advisor changed firm · fact
- Kristopher Alan Heig left Ashton Thomas Private Wealth for Bankers Life Advisory Services, Inc. (registered 2026-02-12)Jan 31, 2025 · Advisor changed firm · fact
- 6 advisors left Wells Fargo Advisors (San Francisco, CA) for Ashton Thomas Private Wealth on the same dayJan 22, 2025 · Team lift-out · derived
- Daniel Bennett left Ashton Thomas Private Wealth for Columbia Advisory Partners, Llc (registered 2024-11-27)Oct 10, 2024 · Advisor changed firm · fact
- Ashton Thomas Private Wealth reported 55 state-registered advisory representatives, up from 45 (2024-06-04 to 2024-07-17)Jul 17, 2024 · Advisor headcount change · derived
- Sumit Handa left Ashton Thomas Private Wealth for Arax Advisory Partners (registered 2024-05-16)Jun 26, 2024 · Advisor changed firm · fact
- 2 advisors left Wells Fargo Advisors (Denver, CO) for Ashton Thomas Private Wealth on the same dayJun 13, 2024 · Team lift-out · derived
- 4 advisors left Wells Fargo Advisors (Midland, TX) for Ashton Thomas Private Wealth on the same dayJun 7, 2024 · Team lift-out · derived
- Erica Bloudek (Coo) appeared on Schedule A of Ashton Thomas Private WealthApr 30, 2024 · Control person joined · fact
- 2 advisors left Wealthsource? (Grand Junction, CO) for Ashton Thomas Private Wealth on the same dayApr 4, 2024 · Team lift-out · derived
- Ashton Thomas Private Wealth reported RAUM $2.9B, up 44% from $2.0B (2024-01-16 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- 2 advisors left Raymond James & Associates, Inc. (New York, NY) for Ashton Thomas Private Wealth on the same dayMar 12, 2024 · Team lift-out · derived
- Michael Patrick Foley (Chief Operating Officer) no longer on Schedule A of Ashton Thomas Private Wealth (listed 2023-09-29, absent 2024-01-05)Jan 5, 2024 · Control person left · inference
- Albert Christopher Nassar left Ashton Thomas Private Wealth for Axxcess Wealth Management, Llc (registered 2024-02-07)Apr 5, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ASHTON-THOMAS-PRIVATE-WEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/day-hagan-asset-management/postsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- msi.partnersreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 602-732-4745reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026