DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Seia
Legal name Signature Estate & Investment Advisors LLC
Latest filing Sep 14, 2026
First filing on the tape Mar 27, 2012 · 53 filings
SEC status approved since Feb 23, 1999
RAUM
$23B
reported, Item 5.F
Discretionary
16%
of RAUM
Private clients
96%
$22B individuals and HNW
Advisors
140
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
241
128 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$23B as of Mar 31, 2026
Mar 27, 2012$2.1B then
HNW client RAUM$17B as of Mar 31, 2026
Jan 16, 2018$5.2B then
State-registered IARs (5.B.3)110 as of Mar 31, 2026
Mar 27, 201342 then
Employees (5.A)241 as of Mar 31, 2026
Mar 27, 201354 then
Private funds: no history
RAUM +20% over the last fiscal year+25% a year over threeIARs 93 to 110offices 22 to 25
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 16%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 5.4derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $11B, 9,559 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$17B75%
- Individuals$4.8B21%
- Corporations and businesses$586M2.6%
- Pension and profit-sharing plans$174M0.8%
- Charitable organizations$100.0M0.4%
- Individual clients
- 4,600reported
- HNW clients
- 4,920reported
- Pension plan clients
- 95reported
- Charitable clients
- 22reported
- Accounts
- 9,833reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 9,559 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=138.0derived
Advisors registered through the firm
140 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Payam TaghibagiCertified Financial Planner | Los Angeles, Ca | May 12, 1997 | 36 y | 0 |
| Gary Kendall LiskaCertified Financial Planner | Los Angeles, Ca | May 12, 1997 | 32 y | 0 |
| Vincent Anthony DilevaCertified Financial Planner | Redondo Beach, Ca | Mar 9, 2001 | 30 y | 0 |
| Theodore Elias SaadeCertified Financial Planner | Los Angeles, Ca | Mar 9, 2001 | 31 y | 0 |
| Michael Joseph EvansCertified Financial Planner | Los Angeles, Ca | Nov 4, 2003 | 30 y | 1 |
| Brian David HolmesCertified Financial Planner | Los Angeles, Ca | Jan 5, 2004 | 42 y | 1 |
| John Patrick KeenanCertified Financial Planner | Los Angeles, Ca | Jan 28, 2005 | 30 y | 1 |
| Frederick Charles MillerCertified Financial Planner, Chartered Financial Consultant | Pasadena, Ca | Oct 24, 2006 | 41 y | 1 |
| Eric Clayton PritzCertified Financial Planner | Los Angeles, Ca | Dec 20, 2006 | 22 y | 1 |
| Michael Thomas Van Kleeck | Los Angeles, Ca | Feb 23, 2010 | 31 y | 3 |
| Jeffrey Michael ZuanichCertified Financial Planner, Chartered Financial Analyst | Redondo Beach, Ca | Apr 13, 2010 | 20 y | 1 |
| Vincent Habacon Reyes | Los Angeles, Ca | Apr 21, 2010 | 34 y | 0 |
| John C Williams | Los Angeles, Ca | Aug 13, 2010 | 24 y | 0 |
| Thomas Caesar West | Los Angeles, Ca | Jan 10, 2011 | 31 y | 1 |
| Joseph David DawkinsCertified Financial Planner | Tyson'S Corner, Va | Jun 28, 2012 | 19 y | 2 |
| Hampton Collier Adams | Los Angeles, Ca | Jul 16, 2012 | 18 y | 1 |
| William Raymond Collopy | Newport Beach, Ca | Aug 2, 2012 | 14 y | 0 |
| Troy A Franzen | Newport Beach, Ca | Oct 29, 2013 | 30 y | 2 |
| David Larry JohnsonCertified Financial Planner | Los Angeles, Ca | Nov 5, 2013 | 31 y | 1 |
| Kyle Christopher SmithCertified Financial Planner | Los Angeles, Ca | Nov 14, 2013 | 20 y | 1 |
| Tony Quang Nguyen | Los Angeles, Ca | Jan 6, 2015 | 23 y | 3 |
| Michael MacauleyCertified Financial Planner, Chartered Financial Analyst | Los Angeles, Ca | Apr 14, 2015 | 16 y | 1 |
| Chad Michael Miller | Newport Beach, Ca | Jul 9, 2015 | 12 y | 1 |
| Ronald Reyes | Newport Beach, Ca | Sep 17, 2015 | 11 y | 0 |
| Leonard Frederick HirshCertified Financial Planner | Redondo Beach, Ca | Apr 1, 2016 | 25 y | 0 |
| Liselotte Anne Richards | Los Angeles, Ca | May 19, 2016 | 12 y | 0 |
| Robert James CurtissCertified Financial Planner | Pasadena, Ca | Nov 2, 2016 | 28 y | 5 |
| Gabriella H Cajina Schafer | Los Angeles, Ca | Jul 10, 2017 | 10 y | 0 |
| Joshua S Woodard | Los Angeles, Ca | Jul 18, 2017 | 10 y | 0 |
| Robert Glenn McgregorCertified Financial Planner | Los Angeles, Ca | Sep 26, 2017 | 22 y | 2 |
| Kyle Robert DemshkiCertified Financial Planner | Los Angeles, Ca | Nov 30, 2017 | 12 y | 0 |
| Samuel Everritt MillerCertified Financial Planner, Chartered Financial Analyst | Los Angeles, Ca | May 16, 2018 | 25 y | 2 |
| Raymond Wan | Los Angeles, Ca | Nov 7, 2018 | 11 y | 0 |
| Robert C PapaCertified Financial Planner | Los Angeles, Ca | Nov 9, 2018 | 25 y | 2 |
| Mark Edward CopelandCertified Financial Planner | Newport Beach, Ca | Mar 27, 2019 | 38 y | 0 |
| Jennifer KimCertified Financial Planner | Los Angeles, Ca | Mar 27, 2019 | 33 y | 0 |
| Brian Stephen Schiazzano | Newport Beach, Ca | Mar 29, 2019 | 32 y | 6 |
| Michaela HurtienneCertified Financial Planner | Los Angeles, Ca | Sep 20, 2019 | 10 y | 1 |
| Alex Kim | Los Angeles, Ca | Jun 30, 2020 | 12 y | 0 |
| Arvette Reid | Tyson'S Corner, Va | Sep 28, 2020 | 15 y | 0 |
Advisor movement
7 left, 21 joined in 12 months
net +14 in 12 months1 left in 90 days8 joined in 90 daysdeparture rate 5.0% of current headcount24 left over 36 months
Left, latest
- Jessica Lauren Donovan to Steelpeak Wealth, LLCJul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Chelsea Augusta Traub to Evolve Private Wealth, LLCMay 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alexander Theodore Chumas to Composition Wealth, LLCApr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Dylan James Audsley to Mercer Global Advisors Inc.Apr 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Matthew Lincoln Mogush to U.S. Bancorp Advisors, LLCDec 12, 2025 · Affiliated broker-dealer or bank to another
- Levene Marie Leblanc-Mclean to Lifeworks Advisors, LLCNov 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Drew Michael Kubicki to Wells Fargo AdvisorsSep 18, 2025 · Affiliated broker-dealer or bank to wirehouse
- Rodelyn Andres Kupfersmid to UBS Financial Services Inc.Sep 8, 2025 · Affiliated broker-dealer or bank to wirehouse
- Joseph Dean Lindley to Ep Wealth AdvisorsSep 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Julia Fahlen to Silicon Beach Wealth, LLCAug 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- Stephanie Chow to Harold Davidson & Associates, IncMay 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Riasat Irtiza to MarinerApr 21, 2025 · Affiliated broker-dealer or bank to another
- Bradley S Hammerman to Beverly Hills Private Wealth, LLCApr 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sara C Hendrix to Fidelity Personal And Workplace AdvisorsJan 17, 2025 · Affiliated broker-dealer or bank to another
- Wayne Salsbury to Presper Financial Architects, LLCJan 6, 2025 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Austin Pickle from Strategic Advisers LLCSep 1, 2026 · Affiliated broker-dealer or bank to another
- Alexandra Payne from Creative PlanningAug 31, 2026 · RIA to affiliated broker-dealer or bank
- Alexander Theodore Chumas from Composition Wealth, LLCAug 3, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Karlson from Strategic Advisers LLCJul 29, 2026 · Affiliated broker-dealer or bank to another
- Cooper Steven Fitz from Focus Partners Wealth, LLCJul 28, 2026 · RIA to affiliated broker-dealer or bank
- Andrew Howard from Beacon Pointe Advisors, LLCJul 7, 2026 · RIA to affiliated broker-dealer or bank
- Megan Victoria Montes from UBS Financial Services Inc.Jun 23, 2026 · Wirehouse to affiliated broker-dealer or bank
- Benjamin Roger Gilmore from J.P. Morgan Securities LLCJun 22, 2026 · Wirehouse to affiliated broker-dealer or bank
- Michael Hu from Mariner IndependentMay 5, 2026 · RIA to affiliated broker-dealer or bank
- Danny Murego from Vanguard Advisers, Inc.Mar 4, 2026 · Affiliated broker-dealer or bank to another
- Craig Pierce from First Trust Advisors LPFeb 2, 2026 · Other
- Matthew David Outcalt from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 29, 2026 · Wirehouse to affiliated broker-dealer or bank
- Eric Zachary Rosen from Signature Intelligent Portfolios, LLCJan 8, 2026 · RIA to affiliated broker-dealer or bank
- Phillip D Argue from Steelpeak Wealth, LLCJan 2, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Austin Keller from Steelpeak Wealth, LLCJan 2, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Steelpeak Wealth, LLCMay 1, 2023 · Los Angeles, Ca
- 2 left for Ashton Thomas Private WealthFeb 2, 2021 · Los Angeles, Ca
- 2 left for Signature Investment Advisors, LLCJun 1, 2015 · Los Angeles, Ca
- 6 joined from Select Money Management, Inc.Dec 31, 2025 · Los Angeles, Ca · Firm absorbed
- 2 joined from Steelpeak Wealth, LLCJun 4, 2025 · Los Angeles, Ca
- 6 joined from Cedar Brook GroupJul 1, 2024 · Cleveland, Oh
- 11 joined from Cadaret Grant & Co IncJun 17, 2024 · Syracuse, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ahmed Hassanein · Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- David Brian Holmes · Ceocontrolsince 08/1996 · owns less than 5%
- Alex Kim · Deputy Compliance Officercontrolsince 01/2026 · owns less than 5%
- Kendall Gary Liska · Senior Partner/Cfocontrolsince 02/1997 · owns 10% to 25%
- Christopher Maryanopolis · Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- V Stephen Masterson · Chief Financial Officercontrolsince 06/2025 · owns less than 5%
- James Matthew Matrisian · Presidentcontrolsince 04/2025 · owns less than 5%
- Zachary Eric Rosen · Chief Operating Officercontrolsince 12/2025 · owns less than 5%
- Ralph Milton Berlinski · Managing Membercontrolsince 06/2021 · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, LLC
Entity owners
- Seia Holdings, LLC · Shareholderdirect · owns 75% or more
- Signature Financial Services Group · Shareholderdirect · owns 75% or more
- Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, L.P. · General Partnerindirect · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III), L.P.
- Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, LLC · General Partnerindirect · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, L.P.
- Reverence Capital Partners Opportunities Fund V (Pe Fund III), L.P. · Limited Partnerindirect · owns 25% to 50% of Seia Holdings, LLC
- Seia Holdings, LLC · Shareholderindirect · owns 50% to 75% of Signature Financial Services Group
Related persons
Schedule D 7.A
- Signature Comprehensive Insurance Services, LLCreal estatey
- Signature Estate & Insurance Services, LLCreal estatey
- Signature Estate Securities, LLCbroker-dealern
- Signature Intelligent Portfolios, LLCinvestment adviseryRAUM $10.5M
- Signature Investment Advisors, LLCinvestment adviseryRAUM $6.8B
Advisers that list Seia as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 139 | 44 | 5 | ||
| Newport Beach, Ca | 17 | 6 | 0 | ||
| Tysons Corner, Va | 14 | 0 | 1 | ||
| Cleveland, Oh | 13 | 1 | 0 | ||
| Tysons, Va | 9 | 2 | 0 | ||
| Redondo Beach, Ca | 7 | 1 | 1 | ||
| Aliso Viejo, Ca | 6 | 6 | 0 | ||
| Pasadena, Ca | 3 | 0 | 0 | ||
| Phoenix, Az | 2 | 1 | 0 | ||
| Harper Woods, Mi | 2 | 0 | 0 | ||
| Chicago, Il | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cleveland, OH37 employees
- Newport Beach, CA8 employees
- Tysons Corner, VA8 employees
- Redondo Beach, CA5 employees
- San Mateo, CA3 employees
- New York, NY2 employees
- Bethlehem, PA2 employees
- Pasadena, CA2 employees
- Denver, CO2 employees
- Fort Lauderdale, FL1 employees
- Harper Woods, MI1 employees
- Phoenix, AZ1 employees
- Princeton, NJ1 employees
- Tampa, FL1 employees
- Houston, TX1 employees
- Beaverton, OR1 employees
- Austin, TX1 employees
- Chicago, IL1 employees
- Nashville, TN1 employees
- Salt Lake City, UT1 employees
- Boston, MA1 employees
- Dallas, TX1 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026MARYANOPOLIS, CHRISTOPHER (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026MATRISIAN, MATTHEW, JAMES (PRESIDENT) appeared on Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026Masterson, Stephen, V (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026KIM, ALEX (DEPUTY COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026BERLINSKI, MILTON, RALPH (MANAGING MEMBER) left Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026LISKA, GARY, KENDALL (SENIOR PARTNER/CFO) left Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 14, 2026HASSANEIN, AHMED (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-06-12 and 2026-09-14peers: affiliated wealth managers, $20B and over (50)
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 23,777.0 to 9,833.0 (-59.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +13.0% (50 comparable advisers, 0.0th percentile of changes)peers: affiliated wealth managers, $20B and over (50) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Mar 31, 2026 to Sep 14, 2026
- Succession · false to unsetMar 31, 2026 to Sep 14, 2026
- Accounts · 23,777 to 9,833Oct 14, 2025 to Mar 31, 2026
- Advisory employees · 99 to 128Oct 14, 2025 to Mar 31, 2026
- BD registered reps · 119 to 138Oct 14, 2025 to Mar 31, 2026
- Charity clients · 17 to 22Oct 14, 2025 to Mar 31, 2026
- Corporate clients · 170 to 196Oct 14, 2025 to Mar 31, 2026
- HNW clients · 4,481 to 4,920Oct 14, 2025 to Mar 31, 2026
- Individual clients · 4,011 to 4,600Oct 14, 2025 to Mar 31, 2026
- Pension plan clients · 93 to 95Oct 14, 2025 to Mar 31, 2026
- Assets in custody · $9.2B to $11BOct 14, 2025 to Mar 31, 2026
- Employees · 171 to 241Oct 14, 2025 to Mar 31, 2026
- State-registered IARs · 93 to 110Oct 14, 2025 to Mar 31, 2026
- Other offices · 22 to 25Oct 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $3.6BOct 14, 2025 to Mar 31, 2026
- HNW RAUM · $14B to $17BOct 14, 2025 to Mar 31, 2026
- Individual RAUM · $3.9B to $4.8BOct 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $17B to $19BOct 14, 2025 to Mar 31, 2026
- Pension RAUM · $163M to $174MOct 14, 2025 to Mar 31, 2026
- RAUM · $19B to $23BOct 14, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Mar 27, 2025 to Jun 23, 2025
- Accounts · 18,483 to 23,777Jun 12, 2024 to Mar 27, 2025
- BD registered reps · 103 to 119Jun 12, 2024 to Mar 27, 2025
- Charity clients · 20 to 17Jun 12, 2024 to Mar 27, 2025
- Corporate clients · 131 to 170Jun 12, 2024 to Mar 27, 2025
- HNW clients · 4,078 to 4,481Jun 12, 2024 to Mar 27, 2025
- Individual clients · 2,321 to 4,011Jun 12, 2024 to Mar 27, 2025
- Pension plan clients · 96 to 93Jun 12, 2024 to Mar 27, 2025
- Assets in custody · $7.1B to $9.2BJun 12, 2024 to Mar 27, 2025
- Employees · 138 to 171Jun 12, 2024 to Mar 27, 2025
- State-registered IARs · 89 to 93Jun 12, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.2B to $1.3BJun 12, 2024 to Mar 27, 2025
- HNW RAUM · $12B to $14BJun 12, 2024 to Mar 27, 2025
- Individual RAUM · $2.1B to $3.9BJun 12, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $13B to $17BJun 12, 2024 to Mar 27, 2025
- Pension RAUM · $139M to $163MJun 12, 2024 to Mar 27, 2025
- RAUM · $14B to $19BJun 12, 2024 to Mar 27, 2025
- Other offices · 15 to 22Feb 23, 2024 to Jun 12, 2024
- Accounts · 17,180 to 18,483Sep 18, 2023 to Feb 23, 2024
- Advisory employees · 62 to 99Sep 18, 2023 to Feb 23, 2024
Signals
60 dated events
- Jessica Lauren Donovan left Seia for Steelpeak Wealth, Llc (registered 2026-09-09)Jul 17, 2026 · Advisor changed firm · fact
- Chelsea Augusta Traub left Seia for Evolve Private Wealth, Llc (registered 2026-06-01)May 8, 2026 · Advisor changed firm · fact
- Alexander Theodore Chumas left Seia for Composition Wealth, Llc (registered 2026-05-22)Apr 17, 2026 · Advisor changed firm · fact
- Dylan James Audsley left Seia for Mercer Global Advisors Inc. (registered 2026-07-30)Apr 2, 2026 · Advisor changed firm · fact
- Select Money Management, Inc.'s advisors moved to Seia (Los Angeles, CA): 6 of 6 registered, on the same dayDec 31, 2025 · Firm absorbed (people side) · derived
- Matthew Lincoln Mogush left Seia for U.S. Bancorp Advisors, Llc (registered 2026-07-29)Dec 12, 2025 · Advisor changed firm · fact
- Levene Marie Leblanc-Mclean left Seia for Lifeworks Advisors, Llc (registered 2026-03-10)Nov 14, 2025 · Advisor changed firm · fact
- Drew Michael Kubicki left Seia for Wells Fargo Advisors (registered 2025-10-15)Sep 18, 2025 · Advisor changed firm · fact
- Rodelyn Andres Kupfersmid left Seia for Ubs Financial Services Inc. (registered 2025-12-10)Sep 8, 2025 · Advisor changed firm · fact
- Joseph Dean Lindley left Seia for Ep Wealth Advisors (registered 2025-10-08)Sep 4, 2025 · Advisor changed firm · fact
- Julia Fahlen left Seia for Silicon Beach Wealth, Llc (registered 2025-09-25)Aug 29, 2025 · Advisor changed firm · fact
- 2 advisors left Steelpeak Wealth, LLC (Los Angeles, CA) for Seia within 13 daysJun 4, 2025 · Team lift-out · derived
- Stephanie Chow left Seia for Harold Davidson & Associates, Inc (registered 2025-07-03)May 30, 2025 · Advisor changed firm · fact
- Riasat Irtiza left Seia for Mariner (registered 2025-05-02)Apr 21, 2025 · Advisor changed firm · fact
- Bradley S Hammerman left Seia for Beverly Hills Private Wealth, Llc (registered 2025-09-18)Apr 2, 2025 · Advisor changed firm · fact
- Seia reported RAUM $18.7B, up 32% from $14.2B (2024-06-12 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Sara C Hendrix left Seia for Fidelity Personal And Workplace Advisors (registered 2025-02-10)Jan 17, 2025 · Advisor changed firm · fact
- Wayne Salsbury left Seia for Presper Financial Architects, Llc (registered 2025-02-12)Jan 6, 2025 · Advisor changed firm · fact
- Andrew Lin left Seia for Signature Investment Advisors, Llc (registered 2021-03-30)Dec 31, 2024 · Advisor changed firm · fact
- David Nicholson left Seia for Wells Fargo Advisors (registered 2025-02-25)Sep 9, 2024 · Advisor changed firm · fact
- Brian Morton left Seia for Osaic Fa, Inc. (registered 2024-09-20)Sep 4, 2024 · Advisor changed firm · fact
- Adam Philipp left Seia for Philipp Capital Advisors (registered 2024-09-17)Jul 19, 2024 · Advisor changed firm · fact
- 6 advisors left Cedar Brook Group (Cleveland, OH) for Seia on the same dayJul 1, 2024 · Team lift-out · derived
- 11 advisors left Cadaret Grant & CO Inc (Syracuse, NY) for Seia on the same dayJun 17, 2024 · Team lift-out · derived
- Seia reported 22 offices beyond its principal office, up from 15 (2024-02-23 to 2024-06-12)Jun 12, 2024 · Office count change · derived
- Talmadge Deron Mccoy (Chief Investment Officer) no longer on Schedule A of Seia (listed 2024-02-23, absent 2024-06-12)Jun 12, 2024 · Control person left · inference
- Lawrence Joseph Fusaro (Director Of Human Resources & Office Operations) no longer on Schedule A of Seia (listed 2024-02-23, absent 2024-06-12)Jun 12, 2024 · Control person left · inference
- Ahmed Hassanein (Chief Financial Officer) appeared on Schedule A of SeiaJun 12, 2024 · Control person joined · fact
- Deron T Mccoy left Seia for Signature Investment Advisors, Llc (registered 2012-05-11)Apr 17, 2024 · Advisor changed firm · fact
- Jesse Joel Brown left Seia for Osaic Wealth, Inc. (registered 2018-11-02)Jan 30, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/signature-estate-&-investment-advisors-reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/lifecareaffordabilityplan/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- franklegan.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-712-2323reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026