DFX Intelligence
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Team lift-out
2 advisors left S••• for S•••••••• W•••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Michael Bray | Los Angeles, Ca | May 1, 2023 | May 1, 2023 |
| Paula Jane Hart | Los Angeles, Ca | May 1, 2023 | May 1, 2023 |
The rule
- Registrations ended
- May 1, 2023
- Registered next
- May 1, 2023
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 65 (people still on IAPD; an estimate)
- Share of that headcount
- 3.1%
- Succession by the destination
- none on the tape