DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Steelpeak Wealth, LLC
Latest filing Jul 29, 2026
First filing on the tape Sep 5, 2012 · 77 filings
SEC status approved since Sep 10, 2012
RAUM
$4.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
89%
$3.7B individuals and HNW
Advisors
37
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
84
35 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
4
reported on Schedule D
History
77 filings and snapshots on the tape
RAUM$4.1B as of Jul 29, 2026
Feb 4, 2013$273M then
HNW client RAUM$3.2B as of Jul 29, 2026
Mar 31, 2018$539M then
State-registered IARs (5.B.3)34 as of Jul 29, 2026
Feb 4, 20133 then
Employees (5.A)84 as of Jul 29, 2026
Feb 4, 20136 then
Private funds4 as of Jul 29, 2026
Mar 29, 20222 then
RAUM +21% over the last fiscal year+30% a year over threeIARs 31 to 34offices 9 to 14
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $482,840derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.6derived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Financial planning clients
- 2,500reportedItem 5.H
- Custody
- $789M, 1,191 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.2B78%
- Individuals$455M11%
- Corporations and businesses$392M9.5%
- Pension and profit-sharing plans$46.0M1.1%
- Pooled investment vehicles$24.8M0.6%
- Individual clients
- 1,420reported
- HNW clients
- 858reported
- Pension plan clients
- 121reported
- Charitable clients
- 0reported
- Accounts
- 8,591reported
- Financial planning clients
- 2,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $789M for 1,191 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.89 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
41 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Maziar Nmn Esmailbeigi | Los Angeles, Ca | Oct 12, 2012 | 24 y | 3 |
| Reza Nmn Zamani | Los Angeles, Ca | Oct 12, 2012 | 26 y | 3 |
| Alireza Nmn Zamani | Los Angeles, Ca | Oct 12, 2012 | 20 y | 3 |
| Joseph Frederick AudayCertified Financial Planner | Beverly Hills, Ca | May 20, 2015 | 18 y | 3 |
| Wayne Tai Slappy | Los Angeles, Ca | Nov 13, 2015 | 17 y | 1 |
| Ryan Cyrus Saidi | Los Angeles, Ca | May 31, 2016 | 10 y | 0 |
| Morten Roness | Calabasas, Ca | Aug 2, 2016 | 33 y | 2 |
| Richard Scott Winer | Los Angeles, Ca | Sep 8, 2016 | 31 y | 1 |
| Andrew Harris Jacobson | Los Angeles, Ca | Aug 31, 2017 | 28 y | 5 |
| Rogelio Lopez | Los Angeles, Ca | Aug 22, 2019 | 11 y | 0 |
| Ceasar Thomas GarvidaCertified Financial Planner | Los Angeles, Ca | Oct 21, 2020 | 17 y | 5 |
| Luke E Anderson | Los Angeles, Ca | Feb 5, 2021 | 10 y | 1 |
| Brendan Finneran | Los Angeles, Ca | May 28, 2021 | 18 y | 0 |
| Anthony Hayato Walsh | Los Angeles, Ca | Sep 24, 2021 | 13 y | 1 |
| Michael Rashtian | Los Angeles, Ca | Sep 27, 2021 | 12 y | 0 |
| Steven Lee Dymant | Los Angeles, Ca | Apr 28, 2023 | 37 y | 2 |
| Michael Charles Shotton | Los Angeles, Ca | Jun 13, 2023 | 19 y | 2 |
| Robert Bruce Venezia | Los Angeles, Ca | Jul 12, 2023 | 42 y | 2 |
| Michael T Janis | Los Angeles, Ca | Jan 30, 2024 | 19 y | 4 |
| Samuel Sosa | Santa Barbara, Ca | Mar 12, 2024 | 16 y | 3 |
| Heidi Noelle Wilson | Sandia Park, Nm | Jun 24, 2024 | 17 y | 5 |
| Christine Marie Mueller ColeyCertified Financial Planner | Rapelje, Mt | Jul 24, 2024 | 23 y | 4 |
| Mark KoellnerCertified Financial Planner | Dallas, Tx | Jul 25, 2024 | 20 y | 7 |
| Flavia Bastos Nunes | Boca Raton, Fl | Nov 20, 2024 | 18 y | 1 |
| Kingsley Yu Man Choi | Beverly Hills, Ca | Jan 24, 2025 | 12 y | 3 |
| Derek Hong Hao Ruan | Los Angeles, Ca | Mar 10, 2025 | 12 y | 0 |
| Justin Raymond Iskander | Los Angeles, Ca | Apr 4, 2025 | 11 y | 0 |
| Peter C AmlingCertified Financial Planner | Chicago, Il | Jul 15, 2025 | 17 y | 2 |
| Joseph Philip Brandolino | Los Angeles, Ca | Sep 12, 2025 | 10 y | 0 |
| Stacy Ann BorekCertified Financial Planner | Santa Barbara, Ca | Oct 21, 2025 | 13 y | 2 |
| Anita Marilyn Heller | Los Angeles, Ca | Dec 3, 2025 | 10 y | 0 |
| Hamza Farooquee | Los Angeles, Ca | Jan 5, 2026 | 11 y | 3 |
| Ethan AshbrookCertified Financial Planner | Los Angeles, Ca | May 12, 2026 | 21 y | 2 |
| Dalia Farouq Dardoon | Beverly Hills, Ca | Jul 17, 2026 | 10 y | 0 |
| Jordan Bradford Peterson | Las Vegas, Nv | Aug 5, 2026 | 11 y | 6 |
| Andrew Moss | Los Angeles, Ca | Aug 11, 2026 | 20 y | 1 |
| Jessica Lauren DonovanCertified Financial Planner | Los Angeles, Ca | Sep 9, 2026 | 11 y | 1 |
| Brandon Howard Hipos Mcauslen | Woodland Hills, Ca | Sep 14, 2026 | 10 y | 0 |
| Enrique Teodoro Papag Vargas | Woodland Hills, Ca | Sep 14, 2026 | 12 y | 0 |
| Malley Curtis Cooper | Century City, Ca | Sep 16, 2026 | 23 y | 0 |
Advisor movement
3 left, 6 joined in 12 months
net +3 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 8.1% of current headcount13 left over 36 months
Left, latest
- Drew William Holden Clanton to Hightower Advisors, LLCAug 5, 2026 · RIA to affiliated broker-dealer or bank
- John Perry to J.P. Morgan Securities LLCNov 4, 2025 · RIA to wirehouse
- James Michael Bray to Cypress Wealth Services, LLCOct 3, 2025 · RIA to RIA
- Billy J.H. Yeh to Clifford Swan Investment CounselorsJun 17, 2025 · RIA to RIA
- Matthew Austin Keller to SeiaJun 17, 2025 · RIA to affiliated broker-dealer or bank
- Victoria Marie Murphy to SeiaJun 4, 2025 · RIA to affiliated broker-dealer or bank
- Brian Jeffrey Matthews to Integrated Wealth Concepts LLCMar 3, 2025 · RIA to RIA
- Matthew Akira Gale to Ep Wealth AdvisorsAug 23, 2024 · RIA to RIA
- Christopher Stephen Callaway to Independent Financial PartnersAug 5, 2024 · RIA to affiliated broker-dealer or bank
- Paula Jane Hart to LPL Financial LLCMay 16, 2024 · RIA to affiliated broker-dealer or bank
- Brandon Heicklen to LidoMar 4, 2024 · RIA to RIA
- Joshua R Fredendall to Westmount Partners, LLCJan 11, 2024 · RIA to RIA
- Roxana Sanam Maddahi to Compound Planning, Inc.Dec 13, 2023 · RIA to RIA
- Kyle Ray to American Century Investments Private Client Group, Inc.Jun 10, 2022 · RIA to affiliated broker-dealer or bank
- Phillip D Argue to SeiaJun 10, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Jessica Lauren Donovan from SeiaSep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andrew Moss from Morgan StanleyAug 11, 2026 · Wirehouse to independent RIA
- Jordan Bradford Peterson from Prime Capital FinancialAug 5, 2026 · RIA to RIA
- Ethan Ashbrook from Strategic Advisers LLCMay 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Hamza Farooquee from LPL Financial LLCJan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Stacy Ann Borek from Capital B Financial Planning, LLCOct 21, 2025 · Other
- Peter C Amling from Mission Wealth Management, LPJul 15, 2025 · RIA to RIA
- Kingsley Yu Man Choi from Transglobal Advisory, LLCJan 24, 2025 · RIA to RIA
- Flavia Bastos Nunes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 20, 2024 · Wirehouse to independent RIA
- Mark Koellner from Titleist Asset Management, LLCJul 25, 2024 · RIA to RIA
- Christine Marie Mueller Coley from J.P. Morgan Securities LLCJul 24, 2024 · Wirehouse to independent RIA
- Heidi Noelle Wilson from J.P. Morgan Securities LLCJun 24, 2024 · Wirehouse to independent RIA
- Samuel Sosa from Fidelity Personal And Workplace AdvisorsMar 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- John Perry from RBC Capital Markets, LLCMar 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher Stephen Callaway from Valley Wealth Managers, Inc.Feb 14, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from SeiaMay 1, 2023 · Los Angeles, Ca
- 2 joined from The Phillips Group AdvisorsAug 9, 2016 · Woodland Hills, Ca
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sp Capital Opportunity I-A LP | Private Equity Fund | $11.6M | 43 | Mar 29, 2022 |
| Sp Goal-Line Growth Fund, LP | Other Private Fund | $7.9M | 0 | Jun 28, 2024 |
| Sp Long-Short Equity Strategy LP | Hedge Fund | $6.0M | 3 | Dec 1, 2023 |
| Sp Capital Opportunity I-B LPno longer reported | Private Equity Fund | $0 | 0 | Mar 29, 2022 |
| Alpha Summit Tax Optimization Fund, LP | $0 | 0 | Jul 29, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Maziar Esmailbeigi · Chief Investment Officercontrolsince 10/2012 · owns less than 5%
- Airene Williamson · Chief Compliance Officer And Chief Legal Officercontrolsince 01/2026 · owns less than 5%
- Nmn Alireza Zamani · Chief Financial Officercontrolsince 10/2012 · owns less than 5%
- Nmn Reza Zamani · Chief Executive Officercontrolsince 10/2012 · owns less than 5%
- Nmn Reza Zamani · Shareholdercontrolsince 09/2023 · owns 50% to 75% of Steelpeak Holdings LLC
Entity owners
- Steelpeak Holdings LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Steelpeak Capital I, LLCpooled vehicle sponsorn
- Steelpeak Insurance Agency LLCreal estaten
- Steelpeak Investments I, LLCpooled vehicle sponsorn
- Steelpeak Tax Consulting LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 39 | 11 | 1 | ||
| Beverly Hills, Ca | 4 | 1 | 0 | ||
| Santa Barbara, Ca | 3 | 2 | 0 | ||
| Woodland Hills, Ca | 3 | 3 | 0 | ||
| Newport Beach, Ca | 1 | 1 | 1 | ||
| Boca Raton, Fl | 1 | 0 | 1 | ||
| Las Vegas, Nv | 1 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Beverly Hills, CA5 employees
- Las Vegas, NV2 employees
- Newport Beach, CA2 employees
- Boca Raton, FL1 employees
- Dallas, TX1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 29, 2026Williamson, Airene (CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2023-10-06 and 2026-07-29peers: independent wealth managers, $1B to $5B (1,360)
- employee count surgeChange between filings · filing Mar 25, 2026employees (Item 5.A) moved from 56.0 to 84.0 (+50.0%) between the annual amendments of 2025-04-16 and 2026-03-25; the peer median change was +4.0% (1050 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 96% percentile
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Mar 25, 2026 to Jul 29, 2026
- HQ city · WOODLAND HILLS to LOS ANGELESMar 25, 2026 to Jul 29, 2026
- Other offices · 12 to 14Mar 25, 2026 to Jul 29, 2026
- Private funds · 3 to 4Mar 25, 2026 to Jul 29, 2026
- Accounts · 8,369 to 8,591Jan 7, 2026 to Mar 25, 2026
- Advisory employees · 29 to 35Jan 7, 2026 to Mar 25, 2026
- Corporate clients · 20 to 25Jan 7, 2026 to Mar 25, 2026
- HNW clients · 695 to 858Jan 7, 2026 to Mar 25, 2026
- Individual clients · 1,524 to 1,420Jan 7, 2026 to Mar 25, 2026
- Pension plan clients · 116 to 121Jan 7, 2026 to Mar 25, 2026
- Assets in custody · $674M to $789MJan 7, 2026 to Mar 25, 2026
- Employees · 56 to 84Jan 7, 2026 to Mar 25, 2026
- State-registered IARs · 31 to 34Jan 7, 2026 to Mar 25, 2026
- Other offices · 10 to 12Jan 7, 2026 to Mar 25, 2026
- Discretionary RAUM · $3.4B to $4.1BJan 7, 2026 to Mar 25, 2026
- HNW RAUM · $2.6B to $3.2BJan 7, 2026 to Mar 25, 2026
- Individual RAUM · $492M to $455MJan 7, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $33.3M to $47.0MJan 7, 2026 to Mar 25, 2026
- Pension RAUM · $33.3M to $46.0MJan 7, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $17.0M to $24.8MJan 7, 2026 to Mar 25, 2026
- RAUM · $3.4B to $4.1BJan 7, 2026 to Mar 25, 2026
- Other offices · 9 to 10Jul 3, 2025 to Oct 22, 2025
- Financial planning clients · More than 500 to More than 500Apr 16, 2025 to Jul 3, 2025
- Accounts · 7,094 to 8,369Dec 4, 2024 to Apr 16, 2025
- Advisory employees · 28 to 29Dec 4, 2024 to Apr 16, 2025
- Charity clients · unset to 0.0Dec 4, 2024 to Apr 16, 2025
- HNW clients · 510 to 695Dec 4, 2024 to Apr 16, 2025
- Individual clients · 1,419 to 1,524Dec 4, 2024 to Apr 16, 2025
- Pension plan clients · 93 to 116Dec 4, 2024 to Apr 16, 2025
- Pooled vehicle clients · 1 to 3Dec 4, 2024 to Apr 16, 2025
- Assets in custody · $453M to $674MDec 4, 2024 to Apr 16, 2025
- Employees · 46 to 56Dec 4, 2024 to Apr 16, 2025
- State-registered IARs · 28 to 31Dec 4, 2024 to Apr 16, 2025
- Discretionary RAUM · $2.5B to $3.4BDec 4, 2024 to Apr 16, 2025
- HNW RAUM · $1.8B to $2.6BDec 4, 2024 to Apr 16, 2025
- Individual RAUM · $477M to $492MDec 4, 2024 to Apr 16, 2025
- Non-discretionary RAUM · $23.9M to $33.3MDec 4, 2024 to Apr 16, 2025
- Pension RAUM · $23.9M to $33.3MDec 4, 2024 to Apr 16, 2025
- Pooled vehicle RAUM · $8.3M to $17.0MDec 4, 2024 to Apr 16, 2025
- RAUM · $2.5B to $3.4BDec 4, 2024 to Apr 16, 2025
Signals
31 dated events
- Jonathan David Sheen registered as an investment adviser representative at Steelpeak Wealth, LlcSep 16, 2026 · Advisor registered · fact
- Malley Curtis Cooper registered as an investment adviser representative at Steelpeak Wealth, LlcSep 16, 2026 · Advisor registered · fact
- Enrique Teodoro Papag Vargas registered as an investment adviser representative at Steelpeak Wealth, LlcSep 14, 2026 · Advisor registered · fact
- Brandon Howard Hipos Mcauslen registered as an investment adviser representative at Steelpeak Wealth, LlcSep 14, 2026 · Advisor registered · fact
- Drew William Holden Clanton left Steelpeak Wealth, Llc for Hightower Advisors, Llc (registered 2026-07-07)Aug 5, 2026 · Advisor changed firm · fact
- John Perry left Steelpeak Wealth, Llc for J.P. Morgan Securities Llc (registered 2025-12-09)Nov 4, 2025 · Advisor changed firm · fact
- James Michael Bray left Steelpeak Wealth, Llc for Cypress Wealth Services, Llc (registered 2026-02-16)Oct 3, 2025 · Advisor changed firm · fact
- Matthew Austin Keller left Steelpeak Wealth, Llc for Seia (registered 2026-01-02)Jun 17, 2025 · Advisor changed firm · fact
- Billy J.H. Yeh left Steelpeak Wealth, Llc for Clifford Swan Investment Counselors (registered 2025-07-09)Jun 17, 2025 · Advisor changed firm · fact
- Victoria Marie Murphy left Steelpeak Wealth, Llc for Seia (registered 2025-09-24)Jun 4, 2025 · Advisor changed firm · fact
- 2 advisors left Steelpeak Wealth, LLC (Los Angeles, CA) for Seia within 13 daysJun 4, 2025 · Team lift-out · derived
- Steelpeak Wealth, Llc reported RAUM $3.4B, up 36% from $2.5B (2024-12-04 to 2025-04-16)Apr 16, 2025 · RAUM change · derived
- Brian Jeffrey Matthews left Steelpeak Wealth, Llc for Integrated Wealth Concepts Llc (registered 2025-02-28)Mar 3, 2025 · Advisor changed firm · fact
- Matthew Akira Gale left Steelpeak Wealth, Llc for Ep Wealth Advisors (registered 2024-09-30)Aug 23, 2024 · Advisor changed firm · fact
- Christopher Stephen Callaway left Steelpeak Wealth, Llc for Independent Financial Partners (registered 2024-11-15)Aug 5, 2024 · Advisor changed firm · fact
- Paula Jane Hart left Steelpeak Wealth, Llc for Lpl Financial Llc (registered 2024-05-15)May 16, 2024 · Advisor changed firm · fact
- Steelpeak Wealth, Llc reported RAUM $2.5B, up 34% from $1.9B (2023-12-01 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Brandon Heicklen left Steelpeak Wealth, Llc for Lido (registered 2024-03-05)Mar 4, 2024 · Advisor changed firm · fact
- Joshua R Fredendall left Steelpeak Wealth, Llc for Westmount Partners, Llc (registered 2024-09-18)Jan 11, 2024 · Advisor changed firm · fact
- Roxana Sanam Maddahi left Steelpeak Wealth, Llc for Compound Planning, Inc. (registered 2023-12-06)Dec 13, 2023 · Advisor changed firm · fact
- 2 advisors left Seia (Los Angeles, CA) for Steelpeak Wealth, LLC on the same dayMay 1, 2023 · Team lift-out · derived
- Kyle Ray left Steelpeak Wealth, Llc for American Century Investments Private Client Group, Inc. (registered 2022-06-14)Jun 10, 2022 · Advisor changed firm · fact
- Phillip D Argue left Steelpeak Wealth, Llc for Seia (registered 2026-01-02)Jun 10, 2022 · Advisor changed firm · fact
- Khalid Abdirahman Ali left Steelpeak Wealth, Llc for Farther (registered 2024-05-13)May 18, 2022 · Advisor changed firm · fact
- Steelpeak Wealth, Llc reported RAUM $2.2B, up 50% from $1.4B (2021-12-15 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Daniel Steven Schneider (Chief Compliance Officer) appeared on Schedule A of Steelpeak Wealth, LlcApr 23, 2021 · Control person joined · fact
- Steelpeak Wealth, Llc reported RAUM $1.4B, up 48% from $976.6M (2020-07-09 to 2021-03-01)Mar 1, 2021 · RAUM change · derived
- Steelpeak Wealth, Llc reported RAUM $976.6M, up 43% from $684.0M (2020-01-24 to 2020-03-16)Mar 16, 2020 · RAUM change · derived
- William Hubert Ryan (Chief Compliance Officer) no longer on Schedule A of Steelpeak Wealth, Llc (listed 2019-04-08, absent 2019-06-14)Jun 14, 2019 · Control person left · inference
- William Hubert Ryan (Chief Compliance Officer) appeared on Schedule A of Steelpeak Wealth, LlcMar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Steelpeak Wealth, LLC · Independent Sponsorsshared crd · capital_provider
- Steelpeak Wealth, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/STEEL-PEAK-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- steelpeakwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (818) 835-8720reportedpublic record, Form ADV, Jul 29, 2026
- Team page
- steelpeakwealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026