DFX Intelligence
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Firm absorbed
3 advisors left W•••••••• A•••• M••••••••• I••• for C•••••••
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David D Fernandez | San Ramon, Ca | Dec 31, 2018 | Jan 16, 2019 |
| Rosanne Costello | San Ramon, Ca | Dec 31, 2018 | Feb 5, 2019 |
| Theodore Dau Lew | San Ramon, Ca | Dec 31, 2018 | Jan 16, 2019 |
The rule
- Registrations ended
- Dec 31, 2018
- Registered next
- Jan 16, 2019 to Feb 5, 2019
- Branch state
- CA
- Cities
- 1, most in San Ramon, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape